2/8/2010 Advertising restrictions Restrictions under s 38B Exceptions:see s 38B(2)and 19th Schedule Restrictions arising from definition of prospectus:ss 2,38(1),(1A),38D .Restrictions under SFO ss 103,105 Restrictions under Stock Exchange Listing Rules,rule 9.08 Sales in secondary market Prospectus provisions prima facie do not apply to sales of shares But anti-avoidance provision in s 41:prohibits the offer of shares for the purposes of on-sale 10 52/8/2010 5 9 Advertising restrictions • Restrictions under s 38B  Exceptions: see s 38B(2) and 19th Schedule • Restrictions arising from definition of prospectus: ss 2, 38(1), (1A), 38D • Restrictions under SFO ss 103, 105 • Restrictions under Stock Exchange Listing Rules, rule 9.08 10 Sales in secondary market • Prospectus provisions prima facie do not apply to sales of shares • But anti-avoidance provision in s 41: prohibits the offer of shares for the purposes of on-sale