广发证券股份有限公司 合并及母公司资产负债表(续) 2017年12月31旦 单位:人民币元 母公司 负债 附注七 期末余额 期初余额 期末余额 期初余额 短期借款 7,349,536,364334,863,873,848.17 应付短期融资款 5,101,4470000016,329,741,000.00 5,101,447,000.0016,329,741,000.00 拆入资金 23 4,953,655,54904 10.606.394.79174 1,300,000,000.0 9400,000,000.00 以公允价值计量且其变动 计入当期损益的金融负债 4,853,99924.14 506,095,387341,659,501,990.004,022,587,200.00 衍生金融负债 5439,112,526.83 692,012,018.00 291,812,371.26 691,750,39934 卖出回购金融资产款 50,549,266,2028052,620,370,401.7347,608,555,53280 代理买卖证券款 2665,026,117,190.8685,726,525,276.713,211,363,487.5070,194,416,040.45 代理承销证券款 5399999680 53,999,99680 应付职工薪酬 7,050,313,008.237,142,049,184.075,230,121,496635,882,020,080.44 应交税费 1,188,593,136.25 1,001,301,981.99 636,298,21222 673.493,110.92 应付款项 10615,613,6304315,787,438872971,021,992,322173,399,734,090.75 应付利息 1,939,204,420.192,039,195,571.23 1,909,091,985402,029,286,434.18 预计负债 9032 33,360,000.00 33,360,000.00 33,360,000.0 33,360,00000 长期借款 4,525,492,111.802,729,250,000.00 应付债券 3372,672,720,280 73,524,596,5197372,672,720,280.8573,524,59651973 递延所得税负债 88,441,255.28 131,279,760.50 其他负债 1,871,042,54297 1.785637051.37 985,452,360.89 924,863,758.49 负债合计 268,279,056,274.08278448.017,46662216,727,531,90545234,714,404,167.10 股东权益 股本 7,621,087,66400 资本公积 193053298293167901016931.67,14089248 7,621,087,664007,621,087,664.00 其他综合收益 3678 2,244,539,408.89 1.849.327.868.70 1,463,742,127.09 559,398,754.59 盈余公积 60,597,212094,754,038,09507345,266842.144,738,707,725.12 般风险准备 11,995,306,804.8610,453,777447.8610,937,335,171349,723,994,644.82 未分配利润 4025,767,855,022.9821,987,925,118.6418,934846,0292417,356,535,185.03 归属于母公司股东权益合计 4854,202,5263478,530,209,492.56 少数股东权益 3,771,379,37625 2,823,126457.65 股东权益合计 88,625,581,9025981,353,35,950.2175,980,179,935.5071,678,864,86604 负债和股东权益总计 356,904638,17667359,801,353,41683292,707,711840.95306,393,269,033.14 附注为财务报表的组成部分 第6页至第140页的财务报表由下列负责人签署: 孙树明 孙晓燕 王莹 法定代表人 主管会计工作负责人 会计机构负责人广发证券股份有限公司 7 合并及母公司资产负债表(续) 2017 年 12 月 31 日 单位：人民币元 合并 母公司 负债 附注七 期末余额 期初余额 期末余额 期初余额 短期借款 21 7,349,536,364.33 4,863,873,848.17 - - 应付短期融资款 22 25,101,447,000.00 16,329,741,000.00 25,101,447,000.00 16,329,741,000.00 拆入资金 23 4,953,655,549.04 10,606,394,791.74 1,300,000,000.00 9,400,000,000.00 以公允价值计量且其变动 计入当期损益的金融负债 24 4,853,999,224.14 5,506,095,387.34 1,659,501,990.00 4,022,587,200.00 衍生金融负债 5 5,439,112,526.83 692,012,018.00 291,812,371.26 691,750,399.34 卖出回购金融资产款 25 55,516,408,036.08 50,549,266,202.80 52,620,370,401.73 47,608,555,532.80 代理买卖证券款 26 65,026,117,190.86 85,726,525,276.71 53,211,363,487.50 70,194,416,040.45 代理承销证券款 53,999,996.80 - 53,999,996.80 - 应付职工薪酬 27 7,050,313,008.23 7,142,049,184.07 5,230,121,496.63 5,882,020,080.44 应交税费 28 1,188,593,136.25 1,001,301,981.99 636,298,212.22 673,493,110.92 应付款项 29 10,615,613,630.43 15,787,438,872.97 1,021,992,322.17 3,399,734,090.75 应付利息 30 1,939,204,420.19 2,039,195,571.23 1,909,091,985.40 2,029,286,434.18 预计负债 31 33,360,000.00 33,360,000.00 33,360,000.00 33,360,000.00 长期借款 32 4,525,492,111.80 2,729,250,000.00 - - 应付债券 33 72,672,720,280.85 73,524,596,519.73 72,672,720,280.85 73,524,596,519.73 递延所得税负债 17 88,441,255.28 131,279,760.50 - - 其他负债 34 1,871,042,542.97 1,785,637,051.37 985,452,360.89 924,863,758.49 _________________ _________________ _________________ _________________ 负债合计 268,279,056,274.08 278,448,017,466.62 216,727,531,905.45 234,714,404,167.10 _________________ _________________ _________________ _________________ 股东权益 股本 35 7,621,087,664.00 7,621,087,664.00 7,621,087,664.00 7,621,087,664.00 资本公积 36 31,864,816,413.52 31,864,053,298.29 31,677,902,101.69 31,679,140,892.48 其他综合收益 37 2,244,539,408.89 1,849,327,868.70 1,463,742,127.09 559,398,754.59 盈余公积 38 5,360,597,212.09 4,754,038,095.07 5,345,266,842.14 4,738,707,725.12 一般风险准备 39 11,995,306,804.86 10,453,777,447.86 10,937,335,171.34 9,723,994,644.82 未分配利润 40 25,767,855,022.98 21,987,925,118.64 18,934,846,029.24 17,356,535,185.03 _________________ _________________ _________________ _________________ 归属于母公司股东权益合计 84,854,202,526.34 78,530,209,492.56 - - 少数股东权益 3,771,379,376.25 2,823,126,457.65 - - _________________ _________________ _________________ _________________ 股东权益合计 88,625,581,902.59 81,353,335,950.21 75,980,179,935.50 71,678,864,866.04 _________________ _________________ _________________ _________________ 负债和股东权益总计 356,904,638,176.67 359,801,353,416.83 292,707,711,840.95 306,393,269,033.14 _________________ _________________ _________________ _________________ 附注为财务报表的组成部分 第 6 页至第 140 页的财务报表由下列负责人签署： _________________ 孙树明 _________________ 孙晓燕 _________________ 王莹 法定代表人 主管会计工作负责人 会计机构负责人