2/8/2010 Status and enforcement of LRs Status of LRs:see LR 13.01 Sanctions for breach:see LR 2A.09;LR 6.01 ·Reform: Financial Services and the Treasury Bureau's Consultation Paper on Proposals to Enhance the Regulation of Listing(2004) Financial Services and the Treasury Bureau's Consultation Paper on Proposed Amendments to the Securities and Futures Ordinance to Give Statutory Backing to Major Listing Requirements(Jan 2005) SFC's Consultation Paper on Proposed Amendments to the Securities and Futures(Stock Market Listing)Rules (Jan 2005) SFC's Consultation Conclusions on Proposed Amendments to the Securities and Futures(Stock Market Listing)Rules(Feb 2007) 17 92/8/2010 9 17 Status and enforcement of LRs • Status of LRs: see LR 13.01 • Sanctions for breach: see LR 2A.09; LR 6.01 • Reform:  Financial Services and the Treasury Bureau’s Consultation Paper on Proposals to Enhance the Regulation of Listing (2004)  Financial Services and the Treasury Bureau’s Consultation Paper on Proposed Amendments to the Securities and Futures Ordinance to Give Statutory Backing to Major Listing Requirements (Jan 2005)  SFC’s Consultation Paper on Proposed Amendments to the Securities and Futures (Stock Market Listing) Rules (Jan 2005)  SFC’s Consultation Conclusions on Proposed Amendments to the Securities and Futures (Stock Market Listing) Rules (Feb 2007)