2/8/2010 Listing procedures Applications to Listing Division:LR 2A.05,Ch 9. Listing documents:Ch 11 and Appendix 1 Vetting of prospectuses:Ch 11A Publication of listing document:Ch 12 Restrictions on certain persons from acquiring shares:Ch 10 13 Continuing disclosure obligations LRs Ch 13-application and rationale General disclosure obligation:LR 13.09: Information necessary to enable the public to appraise the position of the group;or Information necessary to avoid the establishment of a false market in the securities;or Information that might be reasonably expected to materially affect the market activity in and the price of the securities 14 个2/8/2010 7 13 Listing procedures • Applications to Listing Division: LR 2A.05, Ch 9. • Listing documents: Ch 11 and Appendix 1 • Vetting of prospectuses: Ch 11 A • Publication of listing document: Ch 12 • Restrictions on certain persons from acquiring shares: Ch 10 14 Continuing disclosure obligations • LRs Ch 13 - application and rationale • General disclosure obligation: LR 13.09:  Information necessary to enable the public to appraise the position of the group; or  Information necessary to avoid the establishment of a false market in the securities; or  Information that might be reasonably expected to materially affect the market activity in and the price of the securities