广发证券股份有限公司 合并股东权益变动表 2016年12月31日止年度 单位:人民币元 围于母公 少数股东权 股东权益合过 015年12月31日余额 1,087564.0031,864,031,775.492,771,649,998074,136,216,158858893,007,457.1622233,280.547832,301,555,160.5279,820,828,761.92 本期增减变动金额 2120212132361819521506080138931212313021234 )股东投入和减少资本 1、股东投入资本 21,522.80 617821,936221.560,769,990.70 2、提取交易风险准备金 723512,376.90 3、提取其他风险准备金 4、对股东的分配 )(91,331,6274)(6,188,201693.94) 2016年12月31日余额 7621,087564.0031,864,053298291,849,327,868704,754,038,09507 0.453.777.44 21,987925,118642,823,126,4576581,353,335,95021 2014年12月31日余额 5919,291,464008587,816549.351,858,423537043,010703,81.136387,019874.3813,847,624536,411,765760896741,377,456,031.%8 二、本期增减变动金额 1,701,7962000023276,21526.14913,26,461.031,125,512277722,505,987.582788385,65591142534,979,070.85 股东投入和减少资本 013796,2000023,276,21526.14 15132: 2505,987,582,78 1、提取盈余公 1,125,512,277.72 其他风险准备金 1,308908,71942 2015年12月31日余额 7621,087,6640031,64,031,775492,771,6499804,136,216,15885889307,457.162233,280,547.832,301,555160.5279,820,828,761.9广发证券股份有限公司 10 合并股东权益变动表 2016 年 12 月 31 日止年度 单位：人民币元 合并 归属于母公司股东权益 股本 资本公积 其他综合收益 盈余公积 一般风险准备 未分配利润 少数股东权益 股东权益合计 一、 2015 年 12 月 31 日余额 7,621,087,664.00 31,864,031,775.49 2,771,649,998.07 4,136,216,158.85 8,893,007,457.16 22,233,280,547.83 2,301,555,160.52 79,820,828,761.92 ______________ _______________ ______________ ______________ _______________ _______________ ______________ _______________ 二、 本期增减变动金额 - 21,522.80 (922,322,129.37) 617,821,936.22 1,560,769,990.70 (245,355,429.19) 521,571,297.13 1,532,507,188.29 (一) 综合收益总额 - - (922,322,129.37) - - 8,030,106,628.93 273,023,732.78 7,380,808,232.34 (二) 股东投入和减少资本 - 21,522.80 - - - - 339,879,127.09 339,900,649.89 1、股东投入资本 - - - - - - 339,879,127.09 339,879,127.09 2、其他 - 21,522.80 - - - - - 21,522.80 (三) 利润分配 - - - 617,821,936.22 1,560,769,990.70 (8,275,462,058.12) (91,331,562.74) (6,188,201,693.94) 1、提取盈余公积 - - - 617,821,936.22 - (617,821,936.22) - - 2、提取交易风险准备金 - - - - 723,512,376.90 (723,512,376.90) - - 3、提取其他风险准备金 - - - - 837,257,613.80 (837,257,613.80) - - 4、对股东的分配 - - - - - (6,096,870,131.20) (91,331,562.74) (6,188,201,693.94) ______________ _______________ ______________ ______________ _______________ _______________ ______________ _______________ 三、 2016 年 12 月 31 日余额 7,621,087,664.00 31,864,053,298.29 1,849,327,868.70 4,754,038,095.07 10,453,777,447.86 21,987,925,118.64 2,823,126,457.65 81,353,335,950.21 ______________ _______________ ______________ ______________ _______________ _______________ ______________ _______________ 一、 2014 年 12 月 31 日余额 5,919,291,464.00 8,587,816,549.35 1,858,423,537.04 3,010,703,881.13 6,387,019,874.38 13,847,624,636.41 1,766,576,089.67 41,377,456,031.98 ______________ _______________ ______________ ______________ _______________ _______________ ______________ _______________ 二、 本期增减变动金额 1,701,796,200.00 23,276,215,226.14 913,226,461.03 1,125,512,277.72 2,505,987,582.78 8,385,655,911.42 534,979,070.85 38,443,372,729.94 (一) 综合收益总额 - - 913,226,461.03 - - 13,201,014,064.72 486,917,071.67 14,601,157,597.42 (二) 股东投入和减少资本 1,701,796,200.00 23,276,215,226.14 - - - - 156,734,387.10 25,134,745,813.24 1、股东投入资本 1,701,796,200.00 23,276,215,226.14 - - - - 159,234,387.10 25,137,245,813.24 2、其他 - - - - - - (2,500,000.00) (2,500,000.00) (三) 利润分配 - - - 1,125,512,277.72 2,505,987,582.78 (4,815,358,153.30) (108,672,387.92) (1,292,530,680.72) 1、提取盈余公积 - - - 1,125,512,277.72 - (1,125,512,277.72) - - 2、提取交易风险准备金 - - - - 1,197,078,863.36 (1,197,078,863.36) - - 3、提取其他风险准备金 - - - - 1,308,908,719.42 (1,308,908,719.42) - - 4、对股东的分配 - - - - - (1,183,858,292.80) (108,672,387.92) (1,292,530,680.72) ______________ _______________ ______________ ______________ _______________ _______________ ______________ _______________ 三、 2015 年 12 月 31 日余额 7,621,087,664.00 31,864,031,775.49 2,771,649,998.07 4,136,216,158.85 8,893,007,457.16 22,233,280,547.83 2,301,555,160.52 79,820,828,761.92 ______________ _______________ ______________ ______________ _______________ _______________ ______________ _______________ ______________ _______________ ______________ ______________ _______________ _______________ ______________ _______________