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《电子商务 E-business》阅读文献:Improving Social Recommender Systems

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SOCIAL COMPUTINGI mproving Social Recommender d Systems Ofer Arazy, University of Alberta Nanda Kumar, City University of New York Bracha Shapira, Deutsche Telekom Laboratories at Ben-Gurion University Recommender systems play a significant role in reducing information overload for people visiting online sites, but their accuracy could be improved by using data from online social networks and electronic communication tools R ecommender systems are a key compo- Today, online communities-with their strong nent of successful online stores such ties and built-in relationships-present an op as Amazon. com, Epinions. com, and portunity for enhancing the design of social Netflix as they help users sort through recommender systems and increasing system pre a site and find relevant information(we discuss diction accuracy. We can use the various relation the approach behind each of these examples in ships captured in these communities(phrased the"Commercial Social Recommender Systems"trust"on Epinions and"reputation"on eBay)in sidebar). Since the emergence of social (or collab- new ways, by incorporating better indicators of orative)filtering techniques in the mid-1990s, the relationship information. The potential impact of industry has adopted a wide variety of collabora- these social recommender systems is not restricted tive filtering(CF)designs to generate recommen- to the public domain: the recent advent of Enter dations. Typically, CF works by identifying recom- prise 2. 0-the application of Web 2.0 approaches mendation sources with preferences similar to the in enterprises-is expected to bring social recom user, identifying items that these sources like(but mendation techniques to corporate settings which the user hasn't purchased yet), predicting In this article, we present a framework for so the relevance of these items(based on ratings and cial recommender systems that is intended to the source's similarity to the user), and recom- hance recommendation accuracy We model our ending the most relevant items approach after Arazy and Woo, who proposed rTPr。 July/August2009 20-9202/09s25.00@2009lEEE

38 IT Pro July/August 2009 Published by the IEEE Computer Society 1520-9202/09/$25.00 © 2009 IEEE SoCIAl CompuTINg Improving Social Recommender Systems Ofer Arazy, University of Alberta Nanda Kumar, City University of New York Bracha Shapira, Deutsche Telekom Laboratories at Ben-Gurion University Recommender systems play a significant role in reducing information overload for people visiting online sites, but their accuracy could be improved by using data from online social networks and electronic communication tools. Recommender systems are a key compo￾nent of successful online stores such as Amazon.com, Epinions.com, and Netflix as they help users sort through a site and find relevant information (we discuss the approach behind each of these examples in the “Commercial Social Recommender Systems” sidebar). Since the emergence of social (or collab￾orative) filtering techniques in the mid-1990s, the industry has adopted a wide variety of collabora￾tive filtering (CF) designs to generate recommen￾dations. Typically, CF works by identifying recom￾mendation sources with preferences similar to the user, identifying items that these sources like (but which the user hasn’t purchased yet), predicting the relevance of these items (based on ratings and the source’s similarity to the user), and recom￾mending the most relevant items. Today, online communities—with their strong ties and built-in relationships—present an op￾portunity for enhancing the design of social recommender systems and increasing system pre￾diction accuracy. We can use the various relation￾ships captured in these communities (phrased as “trust” on Epinions and “reputation” on eBay) in new ways, by incorporating better indicators of relationship information. The potential impact of these social recommender systems is not restricted to the public domain: the recent advent of Enter￾prise 2.0—the application of Web 2.0 approaches in enterprises—is expected to bring social recom￾mendation techniques to corporate settings. In this article, we present a framework for so￾cial recommender systems that is intended to en￾hance recommendation accuracy. We model our approach after Arazy and Woo,1 who proposed © Terhox | Dreamstime.com

Commercial Social Recommender Systems ince the introduction of collaborative filtering matching users with movies and using these recom- (CF)algorithms in the mid-1990s, social-based mendations to push items on the long-tail portion recommendation techniques have played a significant of its inventory. In addition to CF, Netflix lets users role in shaping consumer Web-based recommenda- define a social network of friends, allowing them to tion applications view each other's preferences. However, this social The first large-scale implementation of CF is at- network data isn't incorporated into Netflix's CF tributed to Amazon. com which launched its book algorithm yet recommendation application in 1995. It later extend- Epinions. com is a successful product recommenda ed recommendations to additional products, such as tion site launched in 1999 to let users rate products music CDs and consumer goods. Amazon has been a its CF algorithm then uses these ratings to make leader in adopting social approaches to recommenda- product recommendations. Additionally, users can tions, and it provided user reviews for its products at associate themselves with others whose opinions an early stage. Recently, Amazon upgraded its review they trust. Epinions then forms a"web of trust, system to incorporate user ratings of reviews and a propagating this trust information across a networ reputation system that establishes reviewer credibility. and incorporating it into its CF algorithm. Thus, Netflix, a Web-based movie rental service, relies Epinions is a pioneer in developing a social recom- heavily on its CF system to recommend movies to mender system that incorporates two types of social users. The company has been extremely effective at relations: shared preferences and trust. that the design of systems should be grounded mendations phily-particularly, similarity in theoretical foundations. In the context of rec- in knowledg references-is a key deter- ommender systems, we believe that designers minant of a recipient would accept a should consider behavioral theories of persua- sources advice, specifically in dom nains suo sion and advice taking when they design social movie and book recommendations recommender systems. Although the design of From a system design perspective, we could es existing CF systems assumes that similarities in timate similarity in preferences between various preferences (as captured in users' consumption users by recording their consumption patterns profiles) determine recommendation quality, be- and comparing these patterns. Early recommend havioral theory suggests that other characteris- er systems adopted this CF approach, which has tics-such as the source's trustworthiness and uickly become the industry standard(an example Or Putation-determine the recipient's perception is Amazons recommender system). This approach works well for large user communities where suf- ficient information is available about each user Should i take your advice? Recent CF research provides enhancements along Online relationships are useful for a variety various dimensions, such as automatically elicit- of purposes, including social (such as those in ing accurate user feedback, employing algorithms My Space), job searching(LinkedIn), informa- to measure users' similarities, and improving tion access(Slashdot. org), and commerce (eBay). prediction methods. The main advantage of this Although these online ties weren't established approach is that it requires little effort from us- for the purpose of advice taking, recommender ers: they might need to rate the items theyve con- systems could use them to link a user with rel- sumed, but they aren ' t required to explicitly define evant sources Using previous research in mar- their relationships to other users. Its limitation is keting, applied psychology, and organization, we that in cases where little information is available identified four salient constructs that impact about users and items (referred to as a cold start) recipient's advice-taking decision-homophily, prediction accuracy suffers tie strength, trust, and social capital. We argue Behavioral researchers have studied tie that these constructs are relevant for the design strength-the intensity of the relationship be of recommender systems tween the recipient and source-and identified it Homophily refers to the similarity between as a key determinant in a recipient's likelihood source and recipient, and marketing research to take advice. Tie strength has several facets has investigated it for word-of-mouth recom- including the relationships duration, interaction omputer. org/ITPro

computer.org/ITPro 3 9 that the design of systems should be grounded in theoretical foundations. In the context of rec￾ommender systems, we believe that designers should consider behavioral theories of persua￾sion and advice taking when they design social recommender systems. Although the design of existing CF systems assumes that similarities in preferences (as captured in users’ consumption profiles) determine recommendation quality, be￾havioral theory suggests that other characteris￾tics—such as the source’s trustworthiness and reputation—determine the recipient’s perception of the recommendation. Should I Take Your Advice? Online relationships are useful for a variety of purposes, including social (such as those in MySpace), job searching (LinkedIn), informa￾tion access (Slashdot.org), and commerce (eBay). Although these online ties weren’t established for the purpose of advice taking, recommender systems could use them to link a user with rel￾evant sources. Using previous research in mar￾keting, applied psychology, and organization, we identified four salient constructs that impact a recipient’s advice-taking decision—homophily, tie strength, trust, and social capital. We argue that these constructs are relevant for the design of recommender systems. Homophily refers to the similarity between source and recipient, and marketing research has investigated it for word-of-mouth recom￾mendations. Homophily—particularly, similarity in knowledge and preferences—is a key deter￾minant of whether a recipient would accept a source’s advice,2 specifically in domains such as movie and book recommendations. From a system design perspective, we could es￾timate similarity in preferences between various users by recording their consumption patterns and comparing these patterns. Early recommend￾er systems adopted this CF approach,3 which has quickly become the industry standard (an example is Amazon’s recommender system). This approach works well for large user communities where suf￾ficient information is available about each user. Recent CF research provides enhancements along various dimensions, such as automatically elicit￾ing accurate user feedback, employing algorithms to measure users’ similarities, and improving prediction methods.4 The main advantage of this approach is that it requires little effort from us￾ers: they might need to rate the items they’ve con￾sumed, but they aren’t required to explicitly define their relationships to other users. Its limitation is that in cases where little information is available about users and items (referred to as a cold start), prediction accuracy suffers. Behavioral researchers have studied tie strength—the intensity of the relationship be￾tween the recipient and source—and identified it as a key determinant in a recipient’s likelihood to take advice.5 Tie strength has several facets, including the relationship’s duration, interaction Commercial Social Recommender Systems Since the introduction of collaborative filtering (CF) algorithms in the mid-1990s, social-based recommendation techniques have played a significant role in shaping consumer Web-based recommenda￾tion applications. The first large-scale implementation of CF is at￾tributed to Amazon.com, which launched its book recommendation application in 1995. It later extend￾ed recommendations to additional products, such as music CDs and consumer goods. Amazon has been a leader in adopting social approaches to recommenda￾tions, and it provided user reviews for its products at an early stage. Recently, Amazon upgraded its review system to incorporate user ratings of reviews and a reputation system that establishes reviewer credibility. Netflix, a Web-based movie rental service, relies heavily on its CF system to recommend movies to users. The company has been extremely effective at matching users with movies and using these recom￾mendations to push items on the long-tail portion of its inventory. In addition to CF, Netflix lets users define a social network of friends, allowing them to view each other’s preferences. However, this social network data isn’t incorporated into Netflix’s CF algorithm yet. Epinions.com is a successful product recommenda￾tion site launched in 1999 to let users rate products; its CF algorithm then uses these ratings to make product recommendations. Additionally, users can associate themselves with others whose opinions they trust. Epinions then forms a “web of trust,” propagating this trust information across a network and incorporating it into its CF algorithm. Thus, Epinions is a pioneer in developing a social recom￾mender system that incorporates two types of social relations: shared preferences and trust

SOCIAL COMPUTING Table 1. Key social recommendation research studies. Social dimensions mplementation approach Task domain Shared preferences Original collaborative filtering(CF)work Shared preferences, trust In addition to standard CF, used trust from Epinions Product re commendations (local trust), and reputation reb-of-trust data; propagation of trust; reputation (global trust)o based on a users average trust score Shared preferences and trust In addition to standard CE, used trust(which is extracted automatically based on the accuracy of the user's past predictions); used MovieLens data Shared preferences and trust In addition to standard CF, established a social trust Movie recommendations network; propagation of trust. frequency, and feeling of closeness. Empirical defining their online relationships-is that users findings suggest that frequency and closeness often have only a few links, resulting in insufficient can impact a recipient's advice-taking decision .6 data for improving recommendation quality.We In the design of recommender systems, we can could potentially alleviate this limitation by propa- easily calculate the frequency of users' electronic gating trust across relationships-for example communications(such as email ortext messaging) if user A trusts B, and B trusts C, then we could by installing a tracking utility on their comput- assume that A trusts C (at least to some extent) ers or electronic devices(with their permission). Researchers have explored various trust propaga- Assuming that consumption data is available tion algorithms, 0 and existing trust-based recom- for these users, communication frequency data mender systems often employ some variation of can link users to sources, thus potentially im- trust propagation. Again, the big drawback of this proving prediction accuracy. Although this ap- approach is the potential risk to users' privacy proach would require little effort from users, it Finally, a source's social capital (that is, the ould pose a risk to user privacy. To the best of source's reputation or opinion leadership)has our knowledge, no commercial application has also been shown to affect the recipient's decision- implemented this approach yet making process. A person's social capital repre- A recipient's trust in a recommendation source sents his or her ability to influence others, and is yet another important indicator of his or her stems from that persons structural positioning in construct of trust includes both cognitive and af- research have investigated this construct ?sement likelihood of accepting a recommendation ,The the social network. Sociology and management fective dimensions-and both dimensions play In designing online recommender systems, we an important role in advice taking. Researchers can use two approaches to calculate social capi- have investigated the impact of trust primarily in tal (or reputation). The first is based on a system the context of organizational advice networks that records user ratings on others' recommenda Online social networks provide ample evidence tions and accumulates these ratings to calculate of trust relationships. If we can harvest this rela- recommenders reputation scores. Online com- tional information and incorporate it into a recom- merce sites(such as eBay) were among the first to mender system, we could obtain a more accurate adopt this reputation system approach, and it has epresentation of recipient-source relationships. now been adopted by many other sites(such as Alternatively, instead of harvesting data from on- Amazon. com). The alternative approach for esti- line communities, the system might ask users to mating a users reputation is based on the structural explicitly define the extent to which they trust analysis of online social networks. This technique, other users. The first CF system, introduced in referred to as social network analysis(SNA), assigns 1992,employed this approach and required users various centrality measures to each user, based on to define explicit trust relations. At that time, the his or her position in the network. We can apply explicit trust approach failed to gain acceptance. SNA in a variety of situations, including manage However, this approach is now gaining momen- ment consulting, analyzing the Web structure, and tum, and recent studies demonstrate its potential luating citations. To date, no commercial rec- The trust-based approach's main limitation- ommender system has capitalized on these possi- besides requiring users to spend time explicitly bilities to incorporate social capital information TPr。 July/August2009

40 IT Pro July/August 2009 Social Computing frequency, and feeling of closeness. Empirical findings suggest that frequency and closeness can impact a recipient’s advice-taking decision.6 In the design of recommender systems, we can easily calculate the frequency of users’ electronic communications (such as email or text messaging) by installing a tracking utility on their comput￾ers or electronic devices (with their permission). Assuming that consumption data is available for these users, communication frequency data can link users to sources, thus potentially im￾proving prediction accuracy. Although this ap￾proach would require little effort from users, it could pose a risk to user privacy. To the best of our knowledge, no commercial application has implemented this approach yet. A recipient’s trust in a recommendation source is yet another important indicator of his or her likelihood of accepting a recommendation.5,7 The construct of trust includes both cognitive and af￾fective dimensions—and both dimensions play an important role in advice taking.5 Researchers have investigated the impact of trust primarily in the context of organizational advice networks. Online social networks provide ample evidence of trust relationships. If we can harvest this rela￾tional information and incorporate it into a recom￾mender system, we could obtain a more accurate representation of recipient–source relationships. Alternatively, instead of harvesting data from on￾line communities, the system might ask users to explicitly define the extent to which they trust other users. The first CF system, introduced in 1992,8 employed this approach and required users to define explicit trust relations. At that time, the explicit trust approach failed to gain acceptance. However, this approach is now gaining momen￾tum, and recent studies9 demonstrate its potential. The trust-based approach’s main limitation— besides requiring users to spend time explicitly defining their online relationships—is that users often have only a few links, resulting in insufficient data for improving recommendation quality. We could potentially alleviate this limitation by propa￾gating trust across relationships—for example, if user A trusts B, and B trusts C, then we could assume that A trusts C (at least to some extent). Researchers have explored various trust propaga￾tion algorithms,10 and existing trust-based recom￾mender systems often employ some variation of trust propagation. Again, the big drawback of this approach is the potential risk to users’ privacy. Finally, a source’s social capital (that is, the source’s reputation or opinion leadership) has also been shown to affect the recipient’s decision￾making process. A person’s social capital repre￾sents his or her ability to influence others, and stems from that person’s structural positioning in the social network. Sociology and management research have investigated this construct.2 In designing online recommender systems, we can use two approaches to calculate social capi￾tal (or reputation). The first is based on a system that records user ratings on others’ recommenda￾tions and accumulates these ratings to calculate recommenders’ reputation scores.10 Online com￾merce sites (such as eBay) were among the first to adopt this reputation system approach, and it has now been adopted by many other sites (such as Amazon.com). The alternative approach for esti￾mating a user’s reputation is based on the structural analysis of online social networks. This technique, referred to as social network analysis (SNA), assigns various centrality measures to each user, based on his or her position in the network. We can apply SNA in a variety of situations, including manage￾ment consulting, analyzing the Web structure, and evaluating citations. To date, no commercial rec￾ommender system has capitalized on these possi￾bilities to incorporate social capital information. Table 1. Key social recommendation research studies. Social dimensions Implementation approach Task domain Trust8 Established a social trust network. — Shared preferences3 Original collaborative filtering (CF) work. — Shared preferences, trust In addition to standard CF, used trust from Epinions’ Product recommendations (local trust), and reputation web-of-trust data; propagation of trust; reputation (global trust)10 based on a user’s average trust scores. Shared preferences and trust11 In addition to standard CF, used trust (which is extracted Movie recommendations automatically based on the accuracy of the user’s past predictions); used MovieLens data. Shared preferences and trust9 In addition to standard CF, established a social trust Movie recommendations network; propagation of trust

Receiver's: Soure Calculate profile Trust Social network Social network ana Sources qualifications component Online Calculate communications trength (recommendation) Figure 1. Conceptual recommender system design based on our proposed framework. Rectangles represent input(red)or output(blue) information, trimmed rectangles(orange)represent system processes, and the green rectangle is the final output. Table 1 summarizes some relevant research establish reputation mechanisms based on ei- projects that explore the use of social approaches ther ratings of recommendations or on analysis to design recommender systems. of the social network ' s structure Research on social recommendation sys tems is in its early phases, and most current Figure 1 presents a conceptual design of a rec attempts to incorporate relationship informa- ommender system based on our proposed tion into recommender systems employ only a subset of the available indicators further- As Figure 1 shows, once the system records the more, it seems that the design choices in these various relationship indicators, the system source works are somewhat ad hoc and are often not qualification component calculates a weighted av informed by current knowledge and theories erage of the indicators to arrive at a single quali- of human behavior fication score for each source. We expect that the task domain(that is, leisure versus work-related Our Proposed Framework tasks)will affect the relative importance(weights) We propose a social recommendation framework of the various source qualification indicators that borrows from advice-taking theory by inte For example, based on results from behavioral grating the aforementioned relationship indica- studies, we expect that for movie recommenda tors between users and recommendation sources on tasks, users will deem shared preferences (homophily, tie strength, trust, and reputation). as more important than interaction frequency. A social recommender system based on this Next, the system prediction component takes framework would employ various mechanisms sources' qualifications and their history of rat- for capturing relationship information ings as input to predict an item's relevancy to the cipient and produces a recommendation. We track user consumption patterns, construct present an algorithm for a possible implementa- user profiles, and compare profiles(to detect tion of this framework in the sidebar "Algorithm for Implementing Our Framework. establish social networks and propagate links to form indirect links(to establish users' trust Using Social Relationship Data Alleviate the Cold-Start Problem record user communication patterns and inter- Because research on social recommender sys action frequency (as evidence for tie strength): tems is still in its infancy, both industry and academia have experiments currently in process

computer.org/ITPro 41 Table 1 summarizes some relevant research projects that explore the use of social approaches to design recommender systems. Research on social recommendation sys￾tems is in its early phases, and most current attempts to incorporate relationship informa￾tion into recommender systems employ only a subset of the available indicators. Further￾more, it seems that the design choices in these works are somewhat ad hoc and are often not informed by current knowledge and theories of human behavior. Our Proposed Framework We propose a social recommendation framework that borrows from advice-taking theory by inte￾grating the aforementioned relationship indica￾tors between users and recommendation sources (homophily, tie strength, trust, and reputation). A social recommender system based on this framework would employ various mechanisms for capturing relationship information: • track user consumption patterns, construct user profiles, and compare profiles (to detect homophily, as in CF systems); • establish social networks and propagate links to form indirect links (to establish users’ trust in each other); • record user communication patterns and inter￾action frequency (as evidence for tie strength); and • establish reputation mechanisms based on ei￾ther ratings of recommendations or on analysis of the social network’s structure. Figure 1 presents a conceptual design of a rec￾ommender system based on our proposed framework. As Figure 1 shows, once the system records the various relationship indicators, the system source qualification component calculates a weighted av￾erage of the indicators to arrive at a single quali￾fication score for each source. We expect that the task domain (that is, leisure versus work-related tasks) will affect the relative importance (weights) of the various source qualification indicators. For example, based on results from behavioral studies, we expect that for movie recommenda￾tion tasks, users will deem shared preferences as more important than interaction frequency. Next, the system prediction component takes sources’ qualifications and their history of rat￾ings as input to predict an item’s relevancy to the recipient and produces a recommendation. We present an algorithm for a possible implementa￾tion of this framework in the sidebar “Algorithm for Implementing Our Framework.” Using Social Relationship Data to Alleviate the Cold-Start Problem Because research on social recommender sys￾tems is still in its infancy, both industry and academia have experiments currently in process Shared preferences System’s prediction component System’s prediction (recommendation) System’s source qualification component Calculate profile similarity Source’s qualifications Social network Trust propagation Trust Ratings of recommendation Reputation mechanisms Social network analysis Source’s reputation Online communications Calculate interaction frequency Tie strength Consumption history Receiver’s Source’s Figure 1. Conceptual recommender system design based on our proposed framework. Rectangles represent input (red) or output (blue) information, trimmed rectangles (orange) represent system processes, and the green rectangle is the final output

SOCIAL COMPUTING Algorithm for Implementing Our Framework calculate the source qualification for user u, dation is relative to their qualification. The recom- Quk, as a weighted average of various indica- mendation function of an item i to a user u could be tors. A simple formula is based on various algorithms, the gold standard in CF systems being Quk= WH x Hu k+ Wrx Tuk+ Wrs x TSu k+WR X Ruk where Huk is the homophily(shared preferences)score P,,=r,+ users u and k, Tu,k is the trust score, TSu, k is the tie y strength(interaction frequency) score, and Ruk is the reputation score. W represents the relative weight where Pu i is the prediction score of item i to user u, r assigned to each indicator: WH for homophily, W for is the average overall past ratings provided by user u, Alternative formulas, such as harmonic mean, are the average overall past ratings provided by user( trust, Wrs for tie strength, and We for reputation rk.i is the rating assigned to item i by user u, and also possible. The system prediction component's output is a prediction of item relevancy to users. The Reference the effect of each of n sources on the final recommen- vol 22, no. 1, 2004, pp 5-55 >ans h ive Filtering system computes it as an aggregation of the recom- 1. J. Herlocker et al., "Evaluating Collaborative Filtering mendations of the n most qualified sources, where about how to incorporate various indicators of based on efficiency considerations. The impact social relationships into recommender systems. of the various indicators on system efficiency is We grounded our proposed framework on be- independent of task domain. Efficiency depends havioral theory, utilizing a series of relationship on three key factors indicators that we can extract in online settings We expect this framework to provide accu- effort required by users racy enhancements beyond traditional CE, es- effort required by system administrators, and ecially in cold-start situations. This problem is privacy concerns. critical in commercial recommender systems+ 12 because in the early phases of CF system deploy- Table 2 summarizes these considerations for the ment, relatively little information on user tastes various relationship indicators is available, making it difficult to provide accu- The effort required from users plays a large rate recommendations. For example, two of role in determining system adoption. To keep the most popular commercial CF applications- user effort down to a minimum, the system can GroupLens and Epinions-suffer from the cold- calculate shared preferences based on users start proble consumption records. It can also capture and Advice-taking literature suggests that relation- calculate e communicat ation frequency automati ship indicators such as trust and tie strength cally. Establishing a social network(whether to are highly correlated with homophily. It makes calculate trust or indicate reputation) requires ense,then, that data extracted from a social net- users to invite and accept invitations from other work could serve as a proxy for preference simi- users, whereas a reputation system requires them larities in cold-start situations and ensure that to rate the quality of the recommendations the the system associates a recipient with appropriate received sources The effort required from system administra- tors, too, might play a part in decisions about Effort and Privacy which relationship indicators to use. Calculating Our proposed framework is somewhat generic in shared preferences requires the recording of user the sense that it includes all available relationship profiles-and matching them. Although calculat indicators. However, any implementation of this ing direct trust relationships from a given social framework is likely to use a subset of indicators. network is straightforward, propagating trust to We can choose which indicators to use based on indirect relationships requires additional calcu the domain in which we deploy the system and lations. We can calculate reputation scores from TPr。 July/August2009

42 IT Pro July/August 2009 Social Computing about how to incorporate various indicators of social relationships into recommender systems. We grounded our proposed framework on be￾havioral theory, utilizing a series of relationship indicators that we can extract in online settings. We expect this framework to provide accu￾racy enhancements beyond traditional CF, es￾pecially in cold-start situations. This problem is critical in commercial recommender systems4,12 because in the early phases of CF system deploy￾ment, relatively little information on user tastes is available, making it difficult to provide accu￾rate recommendations.13 For example, two of the most popular commercial CF applications— GroupLens and Epinions—suffer from the cold￾start problem.10,13 Advice-taking literature suggests that relation￾ship indicators such as trust and tie strength are highly correlated with homophily. It makes sense, then, that data extracted from a social net￾work could serve as a proxy for preference simi￾larities in cold-start situations and ensure that the system associates a recipient with appropriate sources. Effort and Privacy Our proposed framework is somewhat generic in the sense that it includes all available relationship indicators. However, any implementation of this framework is likely to use a subset of indicators. We can choose which indicators to use based on the domain in which we deploy the system and based on efficiency considerations. The impact of the various indicators on system efficiency is independent of task domain. Efficiency depends on three key factors: • effort required by users, • effort required by system administrators, and • privacy concerns. Table 2 summarizes these considerations for the various relationship indicators. The effort required from users plays a large role in determining system adoption. To keep user effort down to a minimum, the system can calculate shared preferences based on users’ consumption records. It can also capture and calculate communication frequency automati￾cally. Establishing a social network (whether to calculate trust or indicate reputation) requires users to invite and accept invitations from other users, whereas a reputation system requires them to rate the quality of the recommendations they received. The effort required from system administra￾tors, too, might play a part in decisions about which relationship indicators to use. Calculating shared preferences requires the recording of user profiles—and matching them. Although calculat￾ing direct trust relationships from a given social network is straightforward, propagating trust to indirect relationships requires additional calcu￾lations. We can calculate reputation scores from Algorithm for Implementing Our Framework We calculate the source qualification for user u, Qu,k, as a weighted average of various indica￾tors. A simple formula is Qu,k = WH × Hu,k + WT × Tu,k + WTS × TSu,k + WR × Ru,k, where Hu,k is the homophily (shared preferences) score for users u and k, Tu,k is the trust score, TSu,k is the tie strength (interaction frequency) score, and Ru,k is the reputation score. W represents the relative weight assigned to each indicator: WH for homophily, WT for trust, WTS for tie strength, and WR for reputation. Alternative formulas, such as harmonic mean, are also possible. The system prediction component’s output is a prediction of item relevancy to users. The system computes it as an aggregation of the recom￾mendations of the n most qualified sources, where the effect of each of n sources on the final recommen￾dation is relative to their qualification. The recom￾mendation function of an item i to a user u could be based on various algorithms, the gold standard1 in CF systems being , where Pu,i is the prediction score of item i to user u, is the average overall past ratings provided by user u, rk,i is the rating assigned to item i by user u, and is the average overall past ratings provided by user k. Reference 1. J. Herlocker et al., “Evaluating Collaborative Filtering Recommender Systems,” ACM Trans. Information Systems, vol. 22, no. 1, 2004, pp. 5–53

Table 2. Effort and privacy considerations for extracting relationship indicators Evidence System administration effort Privacy concerns Shared preferences Low(if based on purchase Low(existing CF available Low (only rating of items) history) or medium(when ratings of items are required) Communication Low(monitoring electronic Medium(social relations communication Social network--direct gh(establishing a social Low(social network) Medium(social relations) elations Social network-indirect High(establishing a social Medium(social network and Medium(social relations) network trust High(establishing a social Medium(social network and Medium(social relations) network analysis(SNA) network SNA calculations) Reputation system Medium(rating of others High(reputation mechanism Low(rating of others recommendations) and fraud control) a social network using SNA, but implementing a or more than a decade now the ad hoc reputation mechanism requires setting up tech- standard in recommendation systems has nical and social controls to combat fraud and as- F been based on users' shared preferences sure normative user behavior Recent advances in academia and industry sug Privacy is a major issue for both users and gest that we can employ alternative sources of re system administrators. Users are reluctant to lationship information to enhance recommender provide personal details for fear of misuse, and system performance. By considering these dif- legal issues associated with protecting user pri- behavioral theory, we propose a comPac o system administrators are concerned about the ferent approaches and grounding our analysi vacy. Calculating shared preferences requires sign for a social recommender system that has the tracking consumption data and gathering data potential to alleviate the cold-start problem and about consumed item ratings(whenever collect- improve recommendation accuracy. We hope that ed). Tracking communication frequency, as well others will investigate similar approaches to em- as collecting social network data, might pose a ploy social relationship information in the design larger threat to privacy because users might con- of recommender systems. Notwithstanding the sider their social relations with others to be con- potential benefits, our approach has some limi- fidential information. However, the information tations associated with administration costs, us- that reputation systems use-ratings of recom- ability, and user privacy. In implementing social mendations and reputation scores-is often con- recommender systems and choosing which types sidered public knowledge of relationship indicators to employ, system de The analysis we mention here highlights the signers should consider the risks associated with advantages of the shared-preferences approach in each indicator. light of user effort and privacy concerns. Never- theless, the use of additional indicators for social relationships has potential benefits. First, in- References corporating additional information sources will 1. O Arazy and C Woo, "Enhancing Information Re ackle the cold-start problem and increase pre- trieval through Statistical Natural Language Process- diction reliability. Second, even in cases where ing: A Study of Collocation Indexing, "Management shared preference scores are reliable we need information Systems Quarterly, vol 31, no. 3, 2007, PP to incorporate additional indicators of social re 525-546 esau se behavioral theory suggest 2. M. Gilly et al., "A Dyadic Study of Interpersonal In that shared preferences are just one of several formation Search, "J. Academy of Marketing Science, voL. factors that determine a recipient's likelihood of accepting advice. Moreover, extracting relation- 3. U Shardanand and P Maes, "Social Information Fil- ship indicators might not require much effort tering: Algorithms for Automating Word of Mouth from users, especially if we can harvest this in- Proc. Conf. Human Factors in Computing Systems, ACM formation from existing online social networks Press,,1995,pp.210-217

computer.org/ITPro 4 3 a social network using SNA, but implementing a reputation mechanism requires setting up tech￾nical and social controls to combat fraud and as￾sure normative user behavior. Privacy is a major issue for both users and system administrators. Users are reluctant to provide personal details for fear of misuse, and system administrators are concerned about the legal issues associated with protecting user pri￾vacy. Calculating shared preferences requires tracking consumption data and gathering data about consumed item ratings (whenever collect￾ed). Tracking communication frequency, as well as collecting social network data, might pose a larger threat to privacy because users might con￾sider their social relations with others to be con￾fidential information. However, the information that reputation systems use—ratings of recom￾mendations and reputation scores—is often con￾sidered public knowledge. The analysis we mention here highlights the advantages of the shared-preferences approach in light of user effort and privacy concerns. Never￾theless, the use of additional indicators for social relationships has potential benefits. First, in￾corporating additional information sources will tackle the cold-start problem and increase pre￾diction reliability. Second, even in cases where shared preference scores are reliable, we need to incorporate additional indicators of social re￾lationships because behavioral theory suggests that shared preferences are just one of several factors that determine a recipient’s likelihood of accepting advice. Moreover, extracting relation￾ship indicators might not require much effort from users, especially if we can harvest this in￾formation from existing online social networks. F or more than a decade now, the ad hoc standard in recommendation systems has been based on users’ shared preferences. Recent advances in academia and industry sug￾gest that we can employ alternative sources of re￾lationship information to enhance recommender system performance. By considering these dif￾ferent approaches and grounding our analysis in behavioral theory, we propose a conceptual de￾sign for a social recommender system that has the potential to alleviate the cold-start problem and improve recommendation accuracy. We hope that others will investigate similar approaches to em￾ploy social relationship information in the design of recommender systems. Notwithstanding the potential benefits, our approach has some limi￾tations associated with administration costs, us￾ability, and user privacy. In implementing social recommender systems and choosing which types of relationship indicators to employ, system de￾signers should consider the risks associated with each indicator. References 1. O. Arazy and C. Woo, “Enhancing Information Re￾trieval through Statistical Natural Language Process￾ing: A Study of Collocation Indexing,” Management Information Systems Quarterly, vol. 31, no. 3, 2007, pp. 525–546. 2. M. Gilly et al., “A Dyadic Study of Interpersonal In￾formation Search,” J. Academy of Marketing Science, vol. 26, no. 2, 1998, pp. 83–100. 3. U. Shardanand and P. Maes, “Social Information Fil￾tering: Algorithms for Automating Word of Mouth,” Proc. Conf. Human Factors in Computing Systems, ACM Press, 1995, pp. 210–217. Table 2. Effort and privacy considerations for extracting relationship indicators. Evidence User effort System administration effort Privacy concerns Shared preferences Low (if based on purchase Low (existing CF available) Low (only rating of items) history) or medium (when ratings of items are required) Communication Low (automatic) Low (monitoring electronic Medium (social relations) frequency communication) Social network—direct High (establishing a social Low (social network) Medium (social relations) relations network) Social network—indirect High (establishing a social Medium (social network and Medium (social relations) relations network) trust propagation) Social network—social High (establishing a social Medium (social network and Medium (social relations) network analysis (SNA) network) SNA calculations) Reputation system Medium (rating of others’ High (reputation mechanism Low (rating of others’ recommendations) and fraud control) recommendations)

SOCIAL COMPUTING 4. J. Herlocker et al., "Evaluating Collaborative Filter- 13. D.A. Maltz and K. Ehlrich, "Pointing the Way: Active ing Recommender Systems, ACM Trans. Information Collaborative Filtering, " Proc. Computer-Human Inter- stems,vol.22,no.1,2004,pp.5-53 action, ACM Press, 1995, PP. 202-209 5. D Levin and R Cross, The Strength of Weak Ties You Can Trust: The Mediating Role of Trust in Ofer Arazy is an assistant professor in the School of busi fective Knowledge Transfer, "Management Science, vol. ness at the University of Alberta. His research interests 40,no.11,2004,pp.1477-1490. are in knowledge management and social computing. Ara- 6. P. Marsden and K. Campbell, "Measuring Tie zy has a Phd in management information systems fro Strength, "Social Force, vol. 63, no 2, 1984, PP. 482- the University of British Columbia. Contact him at of azy@alberta.ca 7. D. Smith, S. Menon, and K. Sivakumar, "Online Peer and Editorial Recommendations, Trust, and Choice Nanda Kumar is an associate professor in the computer in Virtual Markets, J. Interactive Marketing, vol. 19, information systems department at Baruch College, City 3,2005,Pp.15-37 University of New York. His research interests incude 8. D. Goldberg et al., "Using Collaborative Filtering to human-computer interaction, digital government, and the Weave an Information Tapestry, "Comm. ACM, vol. impact of IT on the organization of work and leisure. Ku mar has a Phd in management information systems from 9. J. Golbeck and J. Hendler, "Filmtrust: Movie Recom- the University of British Columbia. Contact him at nanda mendations Using Trust in Web-Based Social Net- kumar@baruch. cuny. edu works, "Proc. Consumer Comm and Networking Conf, IEEE CS Press, 2006, Pp 282-286 Bracha Shapira is a project manager in the Deutsche 10. P. Massa and P. Avesani, "Trust-Aware Collabora- Telekom Laboratories at Ben-Gurion University, where she tive Filtering for Recommender Systems, "LNCS, vol. leads a project that deals with personalized content on mo- 3290. Springer,,2004,pp.492-508 bile devices. She's also a senior lecturer in the Department of 11. J. O'Donovan and B Smyth, "Trust in Recommender Information Systems Engineering at Ben-Gurion, where she Systems, "Proc. 10th Int'l Conf Intelligent User Interfaces, leads the Information Retrieval Laboratory. Shapira's re- ACM Press,,2005,P.167-174. search interests include information retrieval and filtering- 12. K. Goldberg et al, "Eigentaste: A Constant Time Col- especially for user modeling, profiling, and personalization laborative Filtering Algorithm, "Information Retrieval, She has a PhD in information systems from Ben-Gurion ol.4.no.2,2001,PP.133-151 University. Contact her at bshapira@bgu acil Call for Article eeks accessible useful papers on the latest peel technology, software infrastructure, real-world 44 IT Pro July/August 2009

44 IT Pro July/August 2009 Social Computing 4. J. Herlocker et al., “Evaluating Collaborative Filter￾ing Recommender Systems,” ACM Trans. Information Systems, vol. 22, no. 1, 2004, pp. 5–53. 5. D. Levin and R. Cross, “The Strength of Weak Ties You Can Trust: The Mediating Role of Trust in Ef￾fective Knowledge Transfer,” Management Science, vol. 40, no. 11, 2004, pp. 1477–1490. 6. P. Marsden and K. Campbell, “Measuring Tie Strength,” Social Force, vol. 63, no. 2, 1984, pp. 482– 501. 7. D. Smith, S. Menon, and K. Sivakumar, “Online Peer and Editorial Recommendations, Trust, and Choice in Virtual Markets,” J. Interactive Marketing, vol. 19, no. 3, 2005, pp. 15–37. 8. D. Goldberg et al., “Using Collaborative Filtering to Weave an Information Tapestry,” Comm. ACM, vol. 35, no. 12, 1992, pp. 61–70. 9. J. Golbeck and J. Hendler, “Filmtrust: Movie Recom￾mendations Using Trust in Web-Based Social Net￾works,” Proc. Consumer Comm. and Networking Conf., IEEE CS Press, 2006, pp. 282–286. 10. P. Massa and P. Avesani, “Trust-Aware Collabora￾tive Filtering for Recommender Systems,” LNCS, vol. 3290, Springer, 2004, pp. 492–508. 11. J. O’Donovan and B. Smyth, “Trust in Recommender Systems,” Proc. 10th Int’l Conf. Intelligent User Interfaces, ACM Press, 2005, pp. 167–174. 12. K. Goldberg et al., “Eigentaste: A Constant Time Col￾laborative Filtering Algorithm,” Information Retrieval, vol. 4, no. 2, 2001, pp. 133–151. 13. D.A. Maltz and K. Ehlrich, “Pointing the Way: Active Collaborative Filtering,” Proc. Computer–Human Inter￾action, ACM Press, 1995, pp. 202–209. Ofer Arazy is an assistant professor in the School of Busi￾ness at the University of Alberta. His research interests are in knowledge management and social computing. Ara￾zy has a PhD in management information systems from the University of British Columbia. Contact him at ofer. arazy@ualberta.ca. Nanda Kumar is an associate professor in the computer information systems department at Baruch College, City University of New York. His research interests include human–computer interaction, digital government, and the impact of IT on the organization of work and leisure. Ku￾mar has a PhD in management information systems from the University of British Columbia. Contact him at nanda. kumar@baruch.cuny.edu. Bracha Shapira is a project manager in the Deutsche Telekom Laboratories at Ben-Gurion University, where she leads a project that deals with personalized content on mo￾bile devices. She’s also a senior lecturer in the Department of Information Systems Engineering at Ben-Gurion, where she leads the Information Retrieval Laboratory. Shapira’s re￾search interests include information retrieval and filtering— especially for user modeling, profiling, and personalization. She has a PhD in information systems from Ben-Gurion University. Contact her at bshapira@bgu.ac.il. MOBILE AND UBIQUITOUS SYSTEMS IEEE Pervasive Computing seeks accessible, useful papers on the latest peer￾reviewed developments in pervasive, mobile, and ubiquitous computing. Topics include hardware technology, software infrastructure, real-world sensing and interaction, human-computer interaction, and systems considerations, including deployment, scalability, security, and privacy. Call for Articles Author guidelines: www.computer.org/mc/ pervasive/author.htm Further details: pervasive@computer.org www.computer.org/ pervasive

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