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《卫生经济学》课程参考文献(WHO年度报告):World Health Report 2005_Make every mother and child count_PolicyBrief2 Rehabilitating the workforce:the key to scaling up MNCH

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s The World Health Report 2005 Make every mother and child count World Health Organization sssssss Policy briet two Rehabilitating the workforce: the key to scaling up MNCH It will not be possible to effectively scale up MNCH care without dealing with the global crisis that currently affects the health workforce. In many countries economic hardship and financial crises have destabilized and undermined the human resources working in the health sector. This affects health systems as a whole, and MNCH care in particular, and requires action at different levels. There is a need to prevent further escalation of the crisis-which has to include measures to prevent the distortions that result from well-intentioned but disruptive global initiatives. There is also a need for planning the expansion of the workforce, and at the same time, for urgent, immediate corrective measures to rehabilitate productivity and morale. Putting these various ele ments in place can only be successful if there is a strong national leadership, based on a broad consensus within society. THE HUMAN RESOURCE CRISIS on structural adjustment and macro-economic ceilings In a con- SHORTAGES AND SHORTCOMINGS text of lack of managerial autonomy, gender discrimination and It is obvious that access to MNCH care depends on the violence in the workplace, dwindling salaries discourage the few availability of skilled health workers. The low density of health profes- workers who remain motivated: remuneration in the public sec- sionals is one of the main factors that explains persistent exclusion tor has often been falling for decades in real terms. More often from care and high mortality rates-for mothers and newborns as well than not working conditions are inadequate, while salaries and as for children. Governments have the ultimate responsibility for ensur- benefits are grossly unfair and insufficient to provide for daily living ing that there are enough health workers to practice where mothers and costs, let alone to live up to the expectations of health professionals children need them most, in a supportive working environment and This situation is one of the root causes of the lack of productivity and legal context, where they are respected and adequately compensated. rural-to-urban, public-to-private and poor-to rich country brain-drain Few countries have been able to live up to expectations. Many and migration. Well intended donor interventions often compound the national health systems are in disarray, with a deteriorating infra- distortions in the health labour market. structure and a public sector subject to the restrictions consequent

Policy brief two Rehabilitating the workforce: the key to scaling up MNCH World Health Organization THE HUMAN RESOURCE CRISIS: SHORTAGES AND SHORTCOMINGS It is obvious that access to MNCH care depends on the availability of skilled health workers. The low density of health profes￾sionals is one of the main factors that explains persistent exclusion from care and high mortality rates – for mothers and newborns as well as for children. Governments have the ultimate responsibility for ensur￾ing that there are enough health workers to practice where mothers and children need them most, in a supportive working environment and legal context, where they are respected and adequately compensated. Few countries have been able to live up to expectations. Many national health systems are in disarray, with a deteriorating infra￾structure and a public sector subject to the restrictions consequent It will not be possible to effectively scale up MNCH care without dealing with the global crisis that currently affects the health workforce. In many countries economic hardship and financial crises have destabilized and undermined the human resources working in the health sector. This affects health systems as a whole, and MNCH care in particular, and requires action at different levels. There is a need to prevent further escalation of the crisis – which has to include measures to prevent the distortions that result from well-intentioned but disruptive global initiatives. There is also a need for planning the expansion of the workforce, and, at the same time, for urgent, immediate corrective measures to rehabilitate productivity and morale. Putting these various ele￾ments in place can only be successful if there is a strong national leadership, based on a broad consensus within society. on structural adjustment and macro-economic ceilings. In a con￾text of lack of managerial autonomy, gender discrimination and violence in the workplace, dwindling salaries discourage the few workers who remain motivated: remuneration in the public sec￾tor has often been falling for decades in real terms. More often than not working conditions are inadequate, while salaries and benefits are grossly unfair and insufficient to provide for daily living costs, let alone to live up to the expectations of health professionals. This situation is one of the root causes of the lack of productivity and rural-to-urban, public-to-private and poor-to-rich country brain-drain and migration. Well intended donor interventions often compound the distortions in the health labour market. The World Health Report 2005 Make every mother and child count 2 2_rehabilitating workforce.indd 1 2005-03-24 18:49:49

Policy brief Rehabilitating the workforce: the key to scaling up MCNCH There are countries where the main problem is an oversupply of staff provide back-up maternal and newborn care with a profile that is ill-adapted to the needs. In others- in fact in most b the deployment of the equivalent of 100,000 full-time multipurpose of the countries with high levels of maternal and child ill-health-there is professionals backed up by millions of community health workers, in a dearth of qualified professionals. These countries face huge shortages addition to more specialised referral level personnel to scale up child and imbalances in the distribution of health workers as a result of insuf. healthcare activities. with less reliance on community health workers ficient production, downsizing and caps on recruitment under structural the number of multipurpose professionals to be deployed would be much adjustment and fiscal stabilization policies, with frozen salaries and with larger losses to the private sector, migration and HIV/AIDS. The situation may be These are human resources needed to make up for the shortfalls in ss critical for child care but in many places large parts of the workforce dealing with the workload for maternal, newborn and child health only maternal and newborn care. There is often an absolute lack of qualified compartments of the health systems are as necessary in many other staff on the labour market, whilst governments experience major difficul- The workforce crisis seriously hampers the correct functioning of ties in recruiting, deploying and retaining them services even where staff has been deployed. The inadequacy of remu- Filling the supply gap will remain a major challenge for years to come. neration has led many professionals to develop individual coping strat- The World Health Report 2005 provides benchmarks for the numbers of egies to make ends meet, resorting to dual employment or exploiting human resources needed for MNCH services. Scaling up towards these their clients. This clearly affects productivity and quality of care. It also enchmarks in the seventy-five countries that currently face the biggest jeopardises the essential relation of trust between users and providers of challenges will require, in the next ten years: care and contributes to the exclusion of large numbers of mothers and e the production of at least 334,000 additional midwives(or children from the quality care to which they are entitled. This devalues professionals with midwifery skills); the legitimacy and credibility of the entire health sector, with both health the upgrading of 140,000 existing professionals providing first-level workers and their clients becoming increasingly dissatisfied. Particularly maternal and newborn care for maternal and child health, which is widely recognised as a core public e the upgrading of 27, 000 doctors and technicians to learn the skills to responsibility, this constitutes a growing political liability igure 2 The human resource gap for maternal and newborn health in Benin, Burkina Faso, Mali and Niger □ Other doctors with Burkina Faso Shortage: 2900] Niger Shorta9:31l口 Midwives Shortage. 2433 Other prof with midy Shortage:690 %o of human resource need met SourceAdaptedfromTheUnmetoBstetricNeedNetwork(http://www.itgbe/uonr

Policy brief Rehabilitating the workforce: the key to scaling up MCNCH There are countries where the main problem is an oversupply of staff with a profile that is ill-adapted to the needs. In others – in fact in most of the countries with high levels of maternal and child ill-health – there is a dearth of qualified professionals. These countries face huge shortages and imbalances in the distribution of health workers as a result of insuf- ficient production, downsizing and caps on recruitment under structural adjustment and fiscal stabilization policies, with frozen salaries and with losses to the private sector, migration and HIV/AIDS. The situation may be less critical for child care, but in many places large parts of the workforce do not reach the competency threshold required for effective and safe maternal and newborn care. There is often an absolute lack of qualified staff on the labour market, whilst governments experience major difficul￾ties in recruiting, deploying and retaining them. Filling the supply gap will remain a major challenge for years to come. The World Health Report 2005 provides benchmarks for the numbers of human resources needed for MNCH services. Scaling up towards these benchmarks in the seventy-five countries that currently face the biggest challenges will require, in the next ten years: ► the production of at least 334,000 additional midwives (or professionals with midwifery skills); ► the upgrading of 140,000 existing professionals providing first-level maternal and newborn care; ► the upgrading of 27,000 doctors and technicians to learn the skills to provide back-up maternal and newborn care; ► the deployment of the equivalent of 100,000 full-time multipurpose professionals backed up by millions of community health workers, in addition to more specialised referral level personnel to scale up child healthcare activities. With less reliance on community health workers the number of multipurpose professionals to be deployed would be much larger. These are human resources needed to make up for the shortfalls in dealing with the workload for maternal, newborn and child health only. However, corrections for shortages are as necessary in many other compartments of the health system. The workforce crisis seriously hampers the correct functioning of services even where staff has been deployed. The inadequacy of remu￾neration has led many professionals to develop individual coping strat￾egies to make ends meet, resorting to dual employment or exploiting their clients. This clearly affects productivity and quality of care. It also jeopardises the essential relation of trust between users and providers of care and contributes to the exclusion of large numbers of mothers and children from the quality care to which they are entitled. This devalues the legitimacy and credibility of the entire health sector, with both health workers and their clients becoming increasingly dissatisfied. Particularly for maternal and child health, which is widely recognised as a core public responsibility, this constitutes a growing political liability. Figure 2 The human resource gap for maternal and newborn health in Benin, Burkina Faso, Mali and Niger 2_rehabilitating workforce.indd 2 2005-03-24 18:49:50

Policy brief Rehabilitating the workforce: the key to scaling up MCNCH COPING WITH CRISIS: POLICY RECOMMENDATIONS First are the incentive packages, aimed at improving productivity, de The vicious circle of demotivation, low productivity, and underinvestment ployment and retention of staff (for example performance-linked incen- affects the whole health sector, not only the workforce that provides tives, possibilities for training c mobility, housing benefits or peer care for mothers, newboms and children For countries to move towards pressure mechanisms), and measures to discourage migration or facilitate universal access to MNCH care they must establish and implement com- return of expatriate statt. A second group of measures is aimed at level- prehensive action plans to address the health workforce crisis. These ling the playing field: reinstatement of regulatory oversight mechanisms, plans have to combine action, within the health sector and beyond, realistic recruitment policies-directly, through contracting or through to prevent further harm, expansion of the workforce and immediate other means-and, very important in some countries, putting an end rehabilitative measures, including in terms of remuneration to the payments for ghost workers. Bringing licensing and delegation of authority in line with the reality of the field-for example where regula Prevent further harm ,Well-intended projects, programmes or tions prohibit staff from providing care they are capable of giving-is eforms in the health sector may be contributing to distortions in the another measure that in some circumstances can yield major dividends, health labour market. Such effects must be anticipated through constant as it removes an obstacle to care and at the same time increases job sat- and systematic attention to the implications of such initiatives for the isfaction. SWAp mechanisms, bilateral agreements or the introduction of workforce: all major initiatives require a prior assessment of their poten- codes of conduct can be used to harmonise the human resource policies ial impact, direct and indirect, on the workforce. Anticipating distortions of donor and technical agencies as well as other employers of health per through systematic human resource impact assessments should become sonnel. None of these measures will by themselves be enough to put right a routine part of the preparation of major projects or initiatives in the the consequences of years of crisis, but together they may pave the way health sector, and in particular of major disease control projects. This for bringing productivity and dedication back to the level the population will require improved information systems on human resources so that the expects and to which most health workers aspire. It is particularly policies for which governments opt are based on better intelligence about important for countries to carefully monitor the positive-and the perverse the evolution of the health system effects of these measures, to gradually build up a body of evidence on how to find a way out of the present crisis Prepare the future- planned expansion of the workforce on the basis of a political consensus> Producing sufficient numbers of adequately skilled Confront the remuneration issue For all the long term planning and professionals for the health sector in general, and specifically to scale up short term rehabilitative efforts, without sufficient remuneration and ben- MNCH services, is a long term endeavour. Choices regarding professional efits, and with inadequate working conditions the prospects for recruit- profiles, skills mix and formulas for pre-and in-service training have ing, deploying and retaining the professionals needed for scaling up are consequences that play out years down the road: training more without bleak in many countries. Though the situation may vary considerably from training differently will perpetuate the present problems. Increasing the country to country, many governments have to confront the remuneration upply of human resources for health requires careful planning, manage issue as a matter of urgency ment and institutional development; there is a long lag-time before the st. the volume of funds available for the workforce needs to be benefits become apparent. This makes it all the more necessary to ensure increased substantially, over and above current public expenditure on health a long term and structural commitment to developing the workforce Plan modest efforts will be often be insufficient to attract retain and rede ning and managing the expansion of the HRH workforce is not something ploy quality staff. This has political and macroeconomic implications, and that can be conducted by Ministry of Health technicians alone. It requires cannot be done for MNCH professionals in isolation. It has to be part of the commitment of a broad constituency that stretches well beyond the an overall national strategy for human resources for health, which also Ministry of Health and the Ministry of Education. This is crucial in order to requires a combined effort from domestic and international funding protect the continuity of the scale-up efforts from political fickleness and sources. Second, injecting more funds is only part of the solution.What from the pressure to show immediate results. It is also necessary because is now needed is a clear signal that improvements will be structural without a broad political consensus it is difficult to make the necessary sustained and predictable. This requires the human funding to be improvements to the working environment and the structure of the labour channelled through the core mechanisms and institutions that ensure prog- market for recruiting, deploying and retaining the new stream of quality ress towards universal coverage. Third, there is a need for a strong and professionals effective national leadership, particularly given the distorting influence of the international environment and multiple global initiatives on the labour Take immediate corrective measures to rehabilitate productivity and market in the health sector. morale b It is true that the workforce crisis is so profound that ne piecemeal approach will be able to solve it. Yet, after years of neglect and Make the HRH crisis a matter of national importance b On the eve of decay there are distortions that require immediate attention. Governments a decade that will be focused on human resources for health the human can in actual fact draw on a battery of short term measures to rehabilitate resource crisis is now well recognised internationally. This is important, productivity and morale. None of these measures will by themselves be but it is not enough. The key is to create the political momentum, within enough to put right the consequences of years of crisis. They can, how. each affected country, that puts the workforce crisis on the agenda as a ever, mitigate the most blatant distortions, or, at the very least, create matter of national, and not merely sectoral importance. This is all the more and expand islands of good practice that can serve as role models for the critical since a real rehabilitation of the workforce requires an atmosphere sector. Together they may thus reinstate confidence and a sense of hope, of stability and hope, to give health professionals the confidence they and pave the way for redressing the situation over a period of years eed to work effectively and with dedicatic There is now more and better documentation on the extent of the work- force crisis. On the other hand, evidence is scanty on what works and what does not to help solve it. But there is a variety of measures that may articular contexts

Policy brief Rehabilitating the workforce: the key to scaling up MCNCH COPING WITH CRISIS: POLICY RECOMMENDATIONS The vicious circle of demotivation, low productivity, and underinvestment affects the whole health sector, not only the workforce that provides care for mothers, newborns and children. For countries to move towards universal access to MNCH care they must establish and implement com￾prehensive action plans to address the health workforce crisis. These plans have to combine action, within the health sector and beyond, to prevent further harm, expansion of the workforce, and immediate rehabilitative measures, including in terms of remuneration. Prevent further harm ► Well-intended projects, programmes or reforms in the health sector may be contributing to distortions in the health labour market. Such effects must be anticipated through constant and systematic attention to the implications of such initiatives for the workforce: all major initiatives require a prior assessment of their poten￾tial impact, direct and indirect, on the workforce. Anticipating distortions through systematic human resource impact assessments should become a routine part of the preparation of major projects or initiatives in the health sector, and in particular of major disease control projects. This will require improved information systems on human resources so that the policies for which governments opt are based on better intelligence about the evolution of the health system. Prepare the future - planned expansion of the workforce on the basis of a political consensus ► Producing sufficient numbers of adequately skilled professionals for the health sector in general, and specifically to scale up MNCH services, is a long term endeavour. Choices regarding professional profiles, skills mix and formulas for pre- and in-service training have consequences that play out years down the road: training more without training differently will perpetuate the present problems. Increasing the supply of human resources for health requires careful planning, manage￾ment and institutional development; there is a long lag-time before the benefits become apparent. This makes it all the more necessary to ensure a long term and structural commitment to developing the workforce. Plan￾ning and managing the expansion of the HRH workforce is not something that can be conducted by Ministry of Health technicians alone. It requires the commitment of a broad constituency that stretches well beyond the Ministry of Health and the Ministry of Education. This is crucial in order to protect the continuity of the scale-up efforts from political fickleness and from the pressure to show immediate results. It is also necessary because without a broad political consensus it is difficult to make the necessary improvements to the working environment and the structure of the labour market for recruiting, deploying and retaining the new stream of quality professionals. Take immediate corrective measures to rehabilitate productivity and morale ► It is true that the workforce crisis is so profound that no piecemeal approach will be able to solve it. Yet, after years of neglect and decay there are distortions that require immediate attention. Governments can in actual fact draw on a battery of short term measures to rehabilitate productivity and morale. None of these measures will by themselves be enough to put right the consequences of years of crisis. They can, how￾ever, mitigate the most blatant distortions, or, at the very least, create and expand islands of good practice that can serve as role models for the sector. Together they may thus reinstate confidence and a sense of hope, and pave the way for redressing the situation over a period of years. There is now more and better documentation on the extent of the work￾force crisis. On the other hand, evidence is scanty on what works and what does not to help solve it. But there is a variety of measures that may be of use in particular contexts. First are the incentive packages, aimed at improving productivity, de￾ployment and retention of staff (for example performance-linked incen￾tives, possibilities for training or career mobility, housing benefits or peer pressure mechanisms), and measures to discourage migration or facilitate return of expatriate staff. A second group of measures is aimed at level￾ling the playing field: reinstatement of regulatory oversight mechanisms, realistic recruitment policies – directly, through contracting or through other means – and, very important in some countries, putting an end to the payments for ghost workers. Bringing licensing and delegation of authority in line with the reality of the field – for example where regula￾tions prohibit staff from providing care they are capable of giving – is another measure that in some circumstances can yield major dividends, as it removes an obstacle to care and at the same time increases job sat￾isfaction. SWAp mechanisms, bilateral agreements or the introduction of codes of conduct can be used to harmonise the human resource policies of donor and technical agencies as well as other employers of health per￾sonnel. None of these measures will by themselves be enough to put right the consequences of years of crisis, but together they may pave the way for bringing productivity and dedication back to the level the population expects and to which most health workers aspire. It is particularly important for countries to carefully monitor the positive – and the perverse – effects of these measures, to gradually build up a body of evidence on how to find a way out of the present crisis. Confront the remuneration issue ► For all the long term planning and short term rehabilitative efforts, without sufficient remuneration and ben￾efits, and with inadequate working conditions the prospects for recruit￾ing, deploying and retaining the professionals needed for scaling up are bleak in many countries. Though the situation may vary considerably from country to country, many governments have to confront the remuneration issue as a matter of urgency. First, the volume of funds available for the workforce needs to be increased substantially, over and above current public expenditure on health - modest efforts will be often be insufficient to attract, retain and rede￾ploy quality staff. This has political and macroeconomic implications, and cannot be done for MNCH professionals in isolation. It has to be part of an overall national strategy for human resources for health, which also requires a combined effort from domestic and international funding sources. Second, injecting more funds is only part of the solution. What is now needed is a clear signal that improvements will be structural, sustained and predictable. This requires the human resource funding to be channelled through the core mechanisms and institutions that ensure prog￾ress towards universal coverage. Third, there is a need for a strong and effective national leadership, particularly given the distorting influence of the international environment and multiple global initiatives on the labour market in the health sector. Make the HRH crisis a matter of national importance ► On the eve of a decade that will be focused on human resources for health, the human resource crisis is now well recognised internationally. This is important, but it is not enough. The key is to create the political momentum, within each affected country, that puts the workforce crisis on the agenda as a matter of national, and not merely sectoral importance. This is all the more critical since a real rehabilitation of the workforce requires an atmosphere of stability and hope, to give health professionals the confidence they need to work effectively and with dedication. 2_rehabilitating workforce.indd 3 2005-03-24 18:49:51

Policy brief Rehabilitating the workforce: the key to scaling up MCNCH For further information concerning The World Health pleasevisitourwebsiteathttp://www.who.int/whr/en/ or contact: Joy Phumaphi, ADG FCH (phumaphij@who int) Tim Evans, ADG EIP(evans@who int) Wim Van Lerberghe, Editor-in-Chief WHRO5(vanlerberghew@who int) Cover photo credits: left, Nyaung Oo Po Cho/WHO-right, J Littlewood/WHO

Policy brief Rehabilitating the workforce: the key to scaling up MCNCH For further information concerning The World Health Report please visit our website at: http://www.who.int/whr/en/ or contact: Joy Phumaphi, ADG FCH (phumaphij@who.int) Tim Evans, ADG EIP (evanst@who.int) Wim Van Lerberghe, Editor-in-Chief WHR05 (vanlerberghew@who.int) Cover photo credits: left, Nyaung Oo Po Cho/WHO - right, J.Littlewood/WHO 2_rehabilitating workforce.indd 4 2005-03-24 18:49:52

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