中国社会科学院大学：法学院《证券法》课程教学大纲.pdf_大学文库

中国社会科学院大学证券法课程大纲课程基本信息（CourseInformation）*学分课程编号*学时321252020048(Course ID)(Credit Hours)(Credits)（中文）证券法*课程名称(CourseName)（英文）SecuritiesLaw先修课程经济法、公司法、商法等(Prerequisite Courses)证券法是商法的核心和重要组成部分，是关系证券市场运作、投资者权利保护的重要规则体系。本课程将立足于证券市场实践，主要讲授证券法基本理论、证券品种、证券发行、证券上市与退市、证券交易、上市公司收购、证券信息披露、投资者权利保护和证券市场违法行为等内容，阐释制度的价值目标和立法意旨，引导学生关注重要的证券市场现象、采用案例分析等较为直观的授课方式，使学生了解证券法实务的操作流程、实践经验和实施争议。证券法的专业性和技术性较强，要求学*课程简介生对各种证券活动和公司法、企业法等有一定的了解，课程学习具有一定的难度，对学生的综合运(Description)用能力等方面的要求相对较高。本门课程重在培养学生形成证券法学的知识体系，掌握证券法的基础理论、基本知识和运用技能，了解证券法相关的国家战略、法律法规和相关政策，着力培养学生综合运用证券法、公司法等法学学科解决证券法律争议和从事证券相关业务的能力，为其选择证券法相关职业提供必要的知识储备。本门课程以课堂讲授为主，结合新兴或重要的证券法案例引导学生展开课堂讨论，并适时通过课堂作业检验学生的学习情况。Securitieslaw isthecoreandimportantpartofthecommercial law.It isthelegal systemfor the operation of the securities market and theprotection of the rights of investors inChina.This course will be established in the practice of securities market and mainlyintroducethebasic theories ofsecurities law,securities products, issuanceofsecurities,listing of securities and itstermination,transaction of securities, acquisition of listedcompanies,securitiesinformationdisclosuresystem,securities investorsprotectionsystemand prohibitedtrading acts.Thevalue goaland the legislativepurposes oftheparticular rules and regulations will be clarified at the same time.The students will bedirected to pay more attention to the significant issues in the market and make someanalysis.Through discussingthepractices and cases concerned withthesecuritieslaw,*课程简介thestudentsmaylearn moreabouttheoperationprocess,practicalexperienceand(Description)implementation disputesabout the securities law.It isnoted that thesecuritieslaw hasthe characteristic of specialization and technicality and more difficult to learn. It requiresahighlevelofintegratedapplicationcapacityofknowledgeforthestudents.Itisnecessaryforthestudenttohavelearnedthecorporation lawandothercommercial lawifhepicksthis courseup.It armstoconstruct theknowledge system about thesecuritiesmarket and its legal rulesforthestudents andmakethem commandthebasictheory,elementaryknowledgeandthe skill to apply in the field of securities law. The students may know more about thenational strategies, legal rules and policies of the operation of the securities market in thecourse.It is expectedtodevelopthecomprehensiveapplicationcapabilitiesofthe

中国社会科学院大学证券法课程大纲课程基本信息（Course Information）课程编号（Course ID） 1252020048 *学时（Credit Hours） 32 *学分（Credits） 2 *课程名称（Course Name）（中文）证券法（英文）Securities Law 先修课程（Prerequisite Courses）经济法、公司法、商法等 *课程简介（Description）证券法是商法的核心和重要组成部分，是关系证券市场运作、投资者权利保护的重要规则体系。本课程将立足于证券市场实践，主要讲授证券法基本理论、证券品种、证券发行、证券上市与退市、证券交易、上市公司收购、证券信息披露、投资者权利保护和证券市场违法行为等内容，阐释制度的价值目标和立法意旨，引导学生关注重要的证券市场现象、采用案例分析等较为直观的授课方式，使学生了解证券法实务的操作流程、实践经验和实施争议。证券法的专业性和技术性较强，要求学生对各种证券活动和公司法、企业法等有一定的了解，课程学习具有一定的难度，对学生的综合运用能力等方面的要求相对较高。本门课程重在培养学生形成证券法学的知识体系，掌握证券法的基础理论、基本知识和运用技能，了解证券法相关的国家战略、法律法规和相关政策，着力培养学生综合运用证券法、公司法等法学学科解决证券法律争议和从事证券相关业务的能力，为其选择证券法相关职业提供必要的知识储备。本门课程以课堂讲授为主，结合新兴或重要的证券法案例引导学生展开课堂讨论，并适时通过课堂作业检验学生的学习情况。 *课程简介（Description） Securities law is the core and important part of the commercial law. It is the legal system for the operation of the securities market and the protection of the rights of investors in China. This course will be established in the practice of securities market and mainly introduce the basic theories of securities law, securities products, issuance of securities, listing of securities and its termination, transaction of securities, acquisition of listed companies, securities information disclosure system, securities investors protection system and prohibited trading acts. The value goal and the legislative purposes of the particular rules and regulations will be clarified at the same time. The students will be directed to pay more attention to the significant issues in the market and make some analysis. Through discussing the practices and cases concerned with the securities law, the students may learn more about the operation process, practical experience and implementation disputes about the securities law. It is noted that the securities law has the characteristic of specialization and technicality and more difficult to learn. It requires a high level of integrated application capacity of knowledge for the students. It is necessary for the student to have learned the corporation law and other commercial law if he picks this course up. It arms to construct the knowledge system about the securities market and its legal rules for the students and make them command the basic theory, elementary knowledge and the skill to apply in the field of securities law. The students may know more about the national strategies, legal rules and policies of the operation of the securities market in the course. It is expected to develop the comprehensive application capabilities of the