中华人民共和国国家知识产权局 专利统计年报2016 国家知识产权局规划发展司 一七年九月
专利统计年报 2016 中华人民共和国国家知识产权局 国家知识产权局规划发展司 二 一七年九月
编者说明 《专利统计年报-2016》(下文简称“年报”)是反映我国专利工作进展情况的综合资料性 年刊。本年报收录了2016年我国各省、自治区、直辖市的专利数据和世界176个国家来华申 请的专利数据以及历年以来的主要专利数据 本年报共分七个部分,即:(-)专利受理状况;(二)专利申请授权状况;(三)专利 有效状况;(四)专利申请代理状况;(五)专利申请、授权按|PC分类分布状况;(六)向 国外及港澳台地区申请专利及授权状况;(七)专利行政执法状况。以上有关专利数据,按国内 国外、三种专利、职务与非职务、国际专利分类进行分组。数据除由国家知识产权局进行统计 汇总外,第六部分的数据来自世界知识产权组织;第七部分的数据由地方专利工作部门提供。 除特别注明外,本年报统计表数量单位均为“件”。 为适应专利事业不断发展的形势,我处于1999年先后增加了如下8个副省级城市或计划 单列市的专利统计数据:1999年4月一宁波,1999年7月一长春、南京、杭州、济南、成都、 厦门、深圳。2008年5月,增加新疆生产建设兵团的专利统计数据。以上各地区的有关专利数 据自上述日期始统计,以前数据已计入各自所属省份。 由于原捷克斯洛伐克和南斯拉夫作为国家已不再存在,其2001年(含2001年)以前的专 利申请与授权数据仍分别保留在“捷克斯洛伐克”和“南斯拉夫”的国名下;自2002年起,新 的申请、授权数据将分别列入各自新成立的国家名下 另外,随着中国专利电子审批系统的正式上线运行,我们对原数据进行了校核并对一部分 错误数据进行了清理,2013年及以前的累计专利统计数据均以此年报为准。 专利统计数据是国际间进行科技实力评价、科技产出比较、市场竞争能力评估的重要指标, 在国际科技、经济分析研究中有着重要的地位。本年报是了解分析我国各地区、各行业专利工 作情况,发明创造能力以及预测科学技术发展的重要依据,在促进科技进步和经济发展中具有 一定的作用 国家知识产权局 规划发展司计划统计处 二O一七年九月
编者说明 《专利统计年报 -2016》( 下文简称“年报”) 是反映我国专利工作进展情况的综合资料性 年刊。本年报收录了 2016 年我国各省、自治区、直辖市的专利数据和世界 176 个国家来华申 请的专利数据以及历年以来的主要专利数据。 本年报共分七个部分，即：（一）专利受理状况；（二）专利申请授权状况；（三）专利 有效状况；（四）专利申请代理状况；（五）专利申请、授权按 IPC 分类分布状况；（六）向 国外及港澳台地区申请专利及授权状况；（七）专利行政执法状况。以上有关专利数据，按国内、 国外、三种专利、职务与非职务、国际专利分类进行分组。数据除由国家知识产权局进行统计 汇总外，第六部分的数据来自世界知识产权组织；第七部分的数据由地方专利工作部门提供。 除特别注明外，本年报统计表数量单位均为“件”。 为适应专利事业不断发展的形势，我处于 1999 年先后增加了如下 8 个副省级城市或计划 单列市的专利统计数据：1999 年 4 月—宁波，1999 年 7 月—长春、南京、杭州、济南、成都、 厦门、深圳。2008 年 5 月，增加新疆生产建设兵团的专利统计数据。以上各地区的有关专利数 据自上述日期始统计，以前数据已计入各自所属省份。 由于原捷克斯洛伐克和南斯拉夫作为国家已不再存在，其 2001 年（含 2001 年）以前的专 利申请与授权数据仍分别保留在“捷克斯洛伐克”和“南斯拉夫”的国名下；自 2002 年起，新 的申请、授权数据将分别列入各自新成立的国家名下。 另外，随着中国专利电子审批系统的正式上线运行，我们对原数据进行了校核并对一部分 错误数据进行了清理，2013 年及以前的累计专利统计数据均以此年报为准。 专利统计数据是国际间进行科技实力评价、科技产出比较、市场竞争能力评估的重要指标， 在国际科技、经济分析研究中有着重要的地位。本年报是了解分析我国各地区、各行业专利工 作情况，发明创造能力以及预测科学技术发展的重要依据，在促进科技进步和经济发展中具有 一定的作用。 国家知识产权局 规划发展司计划统计处 二 一七年九月
PREFACE This yearbook is an annual publication, which is about the development of Chinese patent work, including the patent data of each province, autonomous region and municipality of China and 176 counties and regions in 2016 and past years The yearbook consists of seven parts: applications of patents: grants of patents; patents in force patent applications via agency: applications and grants for patents according to IPC; applications and grants for patents filed for foreign countries and Hong Kong, Macao and Taiwan; patent enforcement The patent data mentioned above are sorted by three kinds of patent, domestic and foreign, service and non-service, and IPC. The data of the sixth part are offered by WIPO. The data of the seventh part are offered by the local patent administrative offices Since 1999, there have been 8 more cities listed in the yearbook, which are Ningbo(April 1999) and Changchun, Nanjing, Hangzhou, Jinan, Chengdu, Xiamen and Shenzhen(July 1999). Since May 2008, statistical data of Xinjiang Production and Construction Corps has been included in the yearbook The patent data of these areas are accounted into their belonged provinces The data of Czechoslovakia and Yugoslavia have been listed under the new establishing counties since 2002 Besides, we have made the complete check of the patent statistics database and corrected some error of the data along with the formal operation of the China Patent Electronic EXamination System. In case of discrepancies between the former report and this report, please use the new data compliance with this report The patent statistic data are important indicators to evaluate the ability of science and technology, compare the output of research and development activities and estimate the international market competition
PREFACE This yearbook is an annual publication, which is about the development of Chinese patent work, including the patent data of each province, autonomous region and municipality of China and 176 counties and regions in 2016 and past years. The yearbook consists of seven parts: applications of patents; grants of patents; patents in force; patent applications via agency; applications and grants for patents according to IPC; applications and grants for patents filed for foreign countries and Hong Kong, Macao and Taiwan; patent enforcement. The patent data mentioned above are sorted by three kinds of patent, domestic and foreign, service and non-service, and IPC. The data of the sixth part are offered by WIPO. The data of the seventh part are offered by the local patent administrative offices. Since 1999, there have been 8 more cities listed in the yearbook, which are Ningbo (April 1999), and Changchun, Nanjing, Hangzhou, Jinan, Chengdu, Xiamen and Shenzhen (July 1999). Since May 2008, statistical data of Xinjiang Production and Construction Corps has been included in the yearbook. The patent data of these areas are accounted into their belonged provinces. The data of Czechoslovakia and Yugoslavia have been listed under the new establishing counties since 2002. Besides, we have made the complete check of the patent statistics database and corrected some error of the data along with the formal operation of the China Patent Electronic Examination System. In case of discrepancies between the former report and this report, please use the new data compliance with this report. The patent statistic data are important indicators to evaluate the ability of science and technology, compare the output of research and development activities and estimate the international market competition
目录 CONTENTS 编者说明 PREFACE (一)专利受理状况 Received Patent Applications 国内外三种专利受理/授权/有效累计状况 Total Applications/ Grants /In Force for Three Kinds of Patents Received from Home and abroad 国内外三种专利受理年度状况 Distribution of Annual Applications for Three Kinds of Patents Received from Home and abroad 国内专利受理年度状况 Distribution of Annual Domestic Applications Received for Patents 国内三种专利受理与申请量 Domestic Applications Received and Applications for Three Kinds of Patents 国内职务、非职务发明创造专利受理量 Domestic Applications Received for Patents according to Service and Non-service 国内职务发明创造专利受理量 Domestic Applications Received for Patents according to Service 国内职务发明专利受理量……… Domestic Applications Received for Inventions according to Service 国内职务实用新型专利受理量… Domestic Applications Received for Utility Models according to Service 国内职务外观设计专利受理量… Domestic Applications Received for Designs according to Service 国外专利受理年度状况 Distribution of Annual Foreign Applications Received for Patents 国外三种专利受理与申请量 Foreign Applications Received and Applications for Three Kinds of Patents 国外职务、非职务发明创造专利受理量 Foreign Applications Received for Patents according to Service and Non-service 国外职务、非职务发明专利受理量 Foreign Application Received for Inventions according to Service and Non-service 国外职务、非职务实用新型专利受理量 Foreign Applications Received for Utility Models according to Service and Non-service 国外职务、非职务外观设计专利受理量… Foreign Applications Received for Designs according to Service and Non-service 各月国内外专利受理量 Monthly Applications Received for Three Kinds of Patents 各月国内专利受理量… Monthly Domestic Applications Received for Three Kinds of Patents 各月国外专利受理量… Monthly Foreign Applications Received for Three Kinds of Patents
编者说明 PREFACE （一）专利受理状况 Received Patent Applications 国内外三种专利受理／授权／有效累计状况……………………………………………………………1 Total Applications/Grants/In Force for Three Kinds of Patents Received from Home and Abroad 国内外三种专利受理年度状况……………………………………………………………………………2 Distribution of Annual Applications for Three Kinds of Patents Received from Home and Abroad 国内专利受理年度状况……………………………………………………………………………………3 Distribution of Annual Domestic Applications Received for Patents 国内三种专利受理与申请量………………………………………………………………………………5 Domestic Applications Received and Applications for Three Kinds of Patents 国内职务、非职务发明创造专利受理量…………………………………………………………………7 Domestic Applications Received for Patents according to Service and Non-service 国内职务发明创造专利受理量……………………………………………………………………………10 Domestic Applications Received for Patents according to Service 国内职务发明专利受理量…………………………………………………………………………………13 Domestic Applications Received for Inventions according to Service 国内职务实用新型专利受理量……………………………………………………………………………16 Domestic Applications Received for Utility Models according to Service 国内职务外观设计专利受理量……………………………………………………………………………19 Domestic Applications Received for Designs according to Service 国外专利受理年度状况……………………………………………………………………………………22 Distribution of Annual Foreign Applications Received for Patents 国外三种专利受理与申请量………………………………………………………………………………28 Foreign Applications Received and Applications for Three Kinds of Patents 国外职务、非职务发明创造专利受理量…………………………………………………………………34 Foreign Applications Received for Patents according to Service and Non-service 国外职务、非职务发明专利受理量………………………………………………………………………40 Foreign Application Received for Inventions according to Service and Non-service 国外职务、非职务实用新型专利受理量…………………………………………………………………46 Foreign Applications Received for Utility Models according to Service and Non-service 国外职务、非职务外观设计专利受理量…………………………………………………………………52 Foreign Applications Received for Designs according to Service and Non-service 各月国内外专利受理量……………………………………………………………………………………58 Monthly Applications Received for Three Kinds of Patents 各月国内专利受理量………………………………………………………………………………………59 Monthly Domestic Applications Received for Three Kinds of Patents 各月国外专利受理量………………………………………………………………………………………60 Monthly Foreign Applications Received for Three Kinds of Patents 目 录 CONTENTS
(二)专利申请授权状况 Grants of Patents 国内外三种专利申请授权年度状况… Distribution of annual grants for three kinds of patents received from home and abroad 国内专利申请授权年度状况… Distribution of Annual Domestic Grants for Patents 国内三种专利申请授权量 Domestic Grants for three Kinds of patents 国内职务、非职务发明创造专利申请授权量 Domestic Grants for Patents according to Service and Non-service 国内职务发明创造专利申请授权量 Domestic Grants for Patents according to Service 国内发明专利职务申请授权量 Domestic Grants for Inventions according to Service 国内实用新型专利职务申请授权量 77 Domestic Grants for Utility Models according to Service 国内外观设计专利职务申请授权量 Domestic Grants for Designs according to Service 国外专利申请授权年度状况… 83 Distribution of Annual Foreign Grants for Patents 国外三种专利申请授权量 Foreign Grants for Three Kinds of Patents 国外职务、非职务发明创造专利申请授权量 Foreign Grants for Patents according to Service and Non-service 国外职务、非职务发明专利申请授权量 100 Foreign Grants for Inventions according to Service and Non-service 国外职务、非职务实用新型专利申请授权量 106 Foreign Grants for Utility Models according to Service and Non-service 国外职务、非职务外观设计专利申请授权量 Foreign Grants for Designs according to Service and Non-service (三)专利有效状况 Patents in force 国内外三种专利有效状况 Distribution of patents in force for three kinds received from home and abroad 国内三种专利有效量 Domestic Patents in Force by Three Kinds 国内职务、非职务发明创造专利有效量 Domestic Patents in Force according to Service and Non-service 国内职务发明创造专利有效量 Domestic Patents in Force according to Service 国内职务发明专利有效量 Domestic Inventions in Force according to Service 国内职务实用新型专利有效量 31 Domestic Utility Models in Force according to Service
（二）专利申请授权状况 Grants of Patents 国内外三种专利申请授权年度状况………………………………………………………………………63 Distribution of Annual Grants for Three Kinds of Patents Received from Home and Abroad 国内专利申请授权年度状况………………………………………………………………………………64 Distribution of Annual Domestic Grants for Patents 国内三种专利申请授权量…………………………………………………………………………………66 Domestic Grants for Three Kinds of Patents 国内职务、非职务发明创造专利申请授权量……………………………………………………………68 Domestic Grants for Patents according to Service and Non-service 国内职务发明创造专利申请授权量………………………………………………………………………71 Domestic Grants for Patents according to Service 国内发明专利职务申请授权量……………………………………………………………………………74 Domestic Grants for Inventions according to Service 国内实用新型专利职务申请授权量………………………………………………………………………77 Domestic Grants for Utility Models according to Service 国内外观设计专利职务申请授权量………………………………………………………………………80 Domestic Grants for Designs according to Service 国外专利申请授权年度状况………………………………………………………………………………83 Distribution of Annual Foreign Grants for Patents 国外三种专利申请授权量…………………………………………………………………………………88 Foreign Grants for Three Kinds of Patents 国外职务、非职务发明创造专利申请授权量……………………………………………………………94 Foreign Grants for Patents according to Service and Non-service 国外职务、非职务发明专利申请授权量………………………………………………………………100 Foreign Grants for Inventions according to Service and Non-service 国外职务、非职务实用新型专利申请授权量…………………………………………………………106 Foreign Grants for Utility Models according to Service and Non-service 国外职务、非职务外观设计专利申请授权量…………………………………………………………112 Foreign Grants for Designs according to Service and Non-service （三）专利有效状况 Patents In Force 国内外三种专利有效状况………………………………………………………………………………119 Distribution of Patents in Force for Three Kinds Received from Home and Abroad 国内三种专利有效量……………………………………………………………………………………120 Domestic Patents in Force by Three Kinds 国内职务、非职务发明创造专利有效量………………………………………………………………122 Domestic Patents in Force according to Service and Non-service 国内职务发明创造专利有效量…………………………………………………………………………125 Domestic Patents in Force according to Service 国内职务发明专利有效量…………………………………………………………………………………128 Domestic Inventions in Force according to Service 国内职务实用新型专利有效量……………………………………………………………………………131 Domestic Utility Models in Force according to Service
国内职务外观设计专利有效量 ………………………134 Domestic Designs in Force according to Service 国外三种专利有效量 ……………………137 Foreign Patents in Force by Three Kinds 国外三种专利职务、非职务有效量 …………142 Foreign Patents in Force by Three Kinds according to Service and Non-service (四)专利申请代理状况 Patent Applications via Agency 国内专利申请代理状况 Distribution of Domestic Patent Applications via Agency 国内发明专利申请代理状况 …………151 Distribution of Domestic Applications for Inventions via Agency 国内实用新型专利申请代理状况 Distribution of Domestic Applications for Utility Models via Agency 国内外观设计专利申请代理状况 Distribution of Domestic Applications for Designs via Agency (五)专利申请、授权按IPC分类分布状况 Applications and Grants for Patents according to IPC 发明、实用新型专利申请按|PC部的分类统计表· 159 Applications for Patents for Inventions and Utility Models according to the section of IPC 发明、实用新型专利授权按|PC部的分类统计表· 160 Grants for Patents for Inventions and Utility Models according to the section of IPC 发明、实用新型专利申请按|PC大类的分类统计表 Applications for Patents for Inventions and Utility Models according to the class of IPC 发明、实用新型专利授权按IPC大类的分类统计表· 167 Grants for Patents for Inventions and Utility Models according to the class of IPC 发明、实用新型专利申请按|PC小类的分类统计表… 173 Applications for Patents for Inventions and Utility Models according to the subclass of IPC 发明、实用新型专利授权按|PC小类的分类统计表…………… 176 Grants for Patents for Inventions and Utility Models according to the subclass of IPC (六)向国外及港澳台地区申请、授权及有效状况 Applications, Grants and Patent in force for Patents Filed for Foreign Counties and Hong Kong, Macao and Taiwan 向国外及港澳台地区发明专利申请状况(按国别计) Invention Patent Applications for Foreign Counties and Hong Kong, Macao and Taiwan 向国外及港澳台地区发明专利授权状况(按国别计) 184 Invention Patent Grants for Foreign Counties and Hong Kong, Macao and Taiwan 向国外及港澳台地区申请的专利中来自各省市的分布状况(按申请件数计 Distribution of Domestic Applications for Patents Filed for Foreign Counties and Hong Kong, Macao and Taiwan
国内职务外观设计专利有效量…………………………………………………………………………134 Domestic Designs in Force according to Service 国外三种专利有效量……………………………………………………………………………………137 Foreign Patents in Force by Three Kinds 国外三种专利职务、非职务有效量……………………………………………………………………142 Foreign Patents in Force by Three Kinds according to Service and Non-service （四）专利申请代理状况 Patent Applications via Agency 国内专利申请代理状况…………………………………………………………………………………149 Distribution of Domestic Patent Applications via Agency 国内发明专利申请代理状况……………………………………………………………………………151 Distribution of Domestic Applications for Inventions via Agency 国内实用新型专利申请代理状况………………………………………………………………………153 Distribution of Domestic Applications for Utility Models via Agency 国内外观设计专利申请代理状况………………………………………………………………………155 Distribution of Domestic Applications for Designs via Agency （五）专利申请、授权按 IPC 分类分布状况 Applications and Grants for Patents according to IPC 发明、实用新型专利申请按 IPC 部的分类统计表……………………………………………………159 Applications for Patents for Inventions and Utility Models according to the section of IPC 发明、实用新型专利授权按 IPC 部的分类统计表……………………………………………………160 Grants for Patents for Inventions and Utility Models according to the section of IPC 发明、实用新型专利申请按 IPC 大类的分类统计表…………………………………………………161 Applications for Patents for Inventions and Utility Models according to the class of IPC 发明、实用新型专利授权按 IPC 大类的分类统计表…………………………………………………167 Grants for Patents for Inventions and Utility Models according to the class of IPC 发明、实用新型专利申请按 IPC 小类的分类统计表…………………………………………………173 Applications for Patents for Inventions and Utility Models according to the subclass of IPC 发明、实用新型专利授权按 IPC 小类的分类统计表…………………………………………………176 Grants for Patents for Inventions and Utility Models according to the subclass of IPC （六）向国外及港澳台地区申请、授权及有效状况 Applications, Grants and Patent in force for Patents Filed for Foreign Counties and Hong Kong, Macao and Taiwan 向国外及港澳台地区发明专利申请状况（按国别计）………………………………………………181 Invention Patent Applications for Foreign Counties and Hong Kong, Macao and Taiwan 向国外及港澳台地区发明专利授权状况（按国别计）……………………………………………… 184 Invention Patent Grants for Foreign Counties and Hong Kong, Macao and Taiwan 向国外及港澳台地区申请的专利中来自各省市的分布状况 ( 按申请件数计 ) ………………………186 Distribution of Domestic Applications for Patents Filed for Foreign Counties and Hong Kong, Macao and Taiwan
七)专利行政执法状况 Patent Enforcement 各地区管理专利工作的部门专利执法统计表 191 Patent Enforcement of the administrative authorities for patent affairs 各地区侵权纠纷专利执法统计表(-) 194 Patent Enforcement of the Infringement Dispute(1) 各地区侵权纠纷专利执法统计表(二) Patent Enforcement of the Infringement Dispute(2) 各地区其他纠纷专利执法统计表 Patent Enforcement of other issues 各地区查处假冒专利执法统计表(-) …203 Patent Enforcement of Punishment of Counterfeit Patents(1) 各地区查处假冒专利执法统计表(二)………………… Patent Enforcement of Punishment of Counterfeit Patents (2)
（七）专利行政执法状况 Patent Enforcement 各地区管理专利工作的部门专利执法统计表…………………………………………………………191 Patent Enforcement of the Administrative Authorities for Patent Affairs 各地区侵权纠纷专利执法统计表（一）………………………………………………………………194 Patent Enforcement of the Infringement Dispute (1) 各地区侵权纠纷专利执法统计表（二）………………………………………………………………197 Patent Enforcement of the Infringement Dispute (2) 各地区其他纠纷专利执法统计表………………………………………………………………………200 Patent Enforcement of Other Issues 各地区查处假冒专利执法统计表（一）………………………………………………………………203 Patent Enforcement of Punishment of Counterfeit Patents (1) 各地区查处假冒专利执法统计表（二）………………………………………………………………205 Patent Enforcement of Punishment of Counterfeit Patents (2)
第一部分 SECTION I 专利受理状况 Received patent applications
第一部分 SECTION I 专利受理状况 Received Patent Applications
