中国社会科学院大学：法学院《国际投资仲裁》课程教学大纲.pdf_大学文库

中国社会科学院大学国际投资仲裁课程大纲课程基本信息（CourseInformation）课程编号*学时*学分322(Course ID)(Credit Hours)(Credits)国际投资仲裁*课程名称(CourseName)International InvestmentArbitration先修课程(Prerequisite Courses）本课程以基于投资条约的外国投资者与东道国之间的投资仲裁争端为研究对象。课程教学坚持马克思主义与中国国情相结合，引导学生学习、掌握并探索国际投资仲裁领域的基本问题与前沿实践。根据联合国贸发会的不完全统计，公开可查的投资仲裁案已达上千起。经典判例在国际投资仲裁实践中被反复援引、补充和论证，逐渐发展成有关外资管理和保护的国际规则和标准，塑造了国际投资法的发展方向。随着我国经济实力和综合国力的增强，我国同时成为资本输出大国和资本输入大国。近年我国政府及投资者涉案的投资仲裁案呈明显上升趋势。*课程简介(Description)本课程旨在培养熟国际投资仲裁规则与实践的涉外法律人才。课程内容涵盖三个主要部分。一是国际投资仲裁作为一项争议解决机制的运转：二是结合国际投资仲裁实践的专题讲述与探讨：三是国际投资仲裁机制的改革与未来。本课程注重培养学生运用基础理论、经典判例等分析和解决法律问题的综合能力：课程内容紧跟国际投资仲裁的前沿发展，特别是我国政府或投资者涉案的投资仲裁实践的最新发展，不时调整。教学采用课堂讲授与讨论，以及课下作业相结合的方式。This course focuses on investment arbitration disputes between foreign investors and host countries.Thecurriculumadheresto theintegrationofMarxism withChina'snational conditions,guidingstudentstostudy, master and explore the basic issues and cutting-edge practices in the field of internationalinvestment arbitrationAccording to the incomplete statistics of UNCTAD, the number of publicly available investmentarbitration cases has reached thousands.Classic cases have been repeatedly cited, supplemented anddemonstrated in the practice of international investment arbitration,and have gradually developed into*课程简介intermational rules and standards on themanagement and protection of foreign investment, shaping the(Description)future of international investment law.With the enhancement of China's economic strength andcomprehensive national strength, China has become both a major capital exporter and a major capitalimporter.Consequently, investment arbitration disputes involving Chinese government and investorshave shown a clear upward trend in recent years.This course aims to cultivate foreign-related legal talents who are proficient in the rules and practices ofintemational investment arbitration.The course covers three main sections.First, the operation ofinternational investment arbitration as a dispute settlement mechanism.Second, lectures and discussionsonselectedtopicsof international investmentarbitration.Third,thereformandfutureof international

中国社会科学院大学国际投资仲裁课程大纲课程基本信息（Course Information）课程编号（Course ID） *学时（Credit Hours） 32 *学分（Credits） 2 *课程名称（Course Name）国际投资仲裁 International Investment Arbitration 先修课程（Prerequisite Courses） *课程简介（Description）本课程以基于投资条约的外国投资者与东道国之间的投资仲裁争端为研究对象。课程教学坚持马克思主义与中国国情相结合，引导学生学习、掌握并探索国际投资仲裁领域的基本问题与前沿实践。根据联合国贸发会的不完全统计，公开可查的投资仲裁案已达上千起。经典判例在国际投资仲裁实践中被反复援引、补充和论证，逐渐发展成有关外资管理和保护的国际规则和标准，塑造了国际投资法的发展方向。随着我国经济实力和综合国力的增强，我国同时成为资本输出大国和资本输入大国。近年我国政府及投资者涉案的投资仲裁案呈明显上升趋势。本课程旨在培养谙熟国际投资仲裁规则与实践的涉外法律人才。课程内容涵盖三个主要部分。一是国际投资仲裁作为一项争议解决机制的运转；二是结合国际投资仲裁实践的专题讲述与探讨；三是国际投资仲裁机制的改革与未来。本课程注重培养学生运用基础理论、经典判例等分析和解决法律问题的综合能力；课程内容紧跟国际投资仲裁的前沿发展，特别是我国政府或投资者涉案的投资仲裁实践的最新发展，不时调整。教学采用课堂讲授与讨论，以及课下作业相结合的方式。 *课程简介（Description） This course focuses on investment arbitration disputes between foreign investors and host countries. The curriculum adheres to the integration of Marxism with China's national conditions, guiding students to study, master and explore the basic issues and cutting-edge practices in the field of international investment arbitration. According to the incomplete statistics of UNCTAD, the number of publicly available investment arbitration cases has reached thousands. Classic cases have been repeatedly cited, supplemented and demonstrated in the practice of international investment arbitration, and have gradually developed into international rules and standards on the management and protection of foreign investment, shaping the future of international investment law. With the enhancement of China's economic strength and comprehensive national strength, China has become both a major capital exporter and a major capital importer. Consequently, investment arbitration disputes involving Chinese government and investors have shown a clear upward trend in recent years. This course aims to cultivate foreign-related legal talents who are proficient in the rules and practices of international investment arbitration. The course covers three main sections. First, the operation of international investment arbitration as a dispute settlement mechanism. Second, lectures and discussions on selected topics of international investment arbitration. Third, the reform and future of international

investment arbitration mechanism.This course focuses on cultivating students' comprehensive ability to analyze and solve legal problemsusing basic theories and precedents.The selected topics and cases are to be adjusted from time to time tofollow the latest development of international investment arbitration,especially those cases involvingChinagovernmentorChineseinvestorsTeaching is based on a combination of classroom lectures and discussions, as well as homework afterclass.课程内容以案例研习为主，案例的选取将根据实践发展逐年调整，故主要使用自编讲义，并参考本*教材领域的主流著述（如PeterMuchlinski,FedericoOrtinoandChristophSchreuer,TheOxfordHandbook(Textbooks)of International Investment Law, Oxford University Press, 2012; Rudolf Dolzer, Ursula Kriebaum andChristophSchreuer,Principlesof International InvestmentLaw,Oxford University,third edition,2022).参考资料龚柏华、伍穗龙：《涉华投资者一东道国仲裁案述评》，上海人民出版社2020年版等。(OtherReferences)*课程类别口公共基础课/全校公共必修课口通识教育课口专业基础课口专业核心课/专业必修课V专业拓展课/专业选修课（CourseCategory）口其他口线上，教学平台*授课对象*授课模式法学专业V线下口混合式口其他(TargetStudents)(Modeof Instruction)口实践类（70%以上学时深入基层）口中文全外语语种*开课院系*授课语言法学院√双语：中文+英语_语种（外语讲授不低(School)(Languageof Instruction)于50%)课程负责人李晓玲中国社会科学院大学法学院教授，法学博士。姓名及简介*授课教师信息(Teacher Information)团队成员无其他成员姓名及简介1、掌握国际投资仲裁作为一项争议解决机制的基本运作：掌握国际投资仲裁的基本程序性问题，以及核心实体性问题。学习目标2、引导学生融会贯通国际法各个分支的所学知识，锻炼学生理论应用于实际案例，独立分析和解Learning(解决实际问题的能力。Outcomes)3、提高英文读、说、写能力，以及法律英语水平，培养学生成为能进行实务和研究工作的高素质涉外法律人才。*考核方式开卷考试，其中平时成绩占总评成绩30%。(Grading)*课程教学计划（TeachingPlan）填写规范化要求见附件其中周教学内容摘要课其yA周次讲（必含章节名称、讲述的内容提要、实验的名称、教学方法、课堂讨论的题目、程他验题时授讨阅读文献参考书目及作业等）环课课论节

investment arbitration mechanism. This course focuses on cultivating students' comprehensive ability to analyze and solve legal problems using basic theories and precedents. The selected topics and cases are to be adjusted from time to time to follow the latest development of international investment arbitration, especially those cases involving China government or Chinese investors. Teaching is based on a combination of classroom lectures and discussions, as well as homework after class. *教材（Textbooks）课程内容以案例研习为主，案例的选取将根据实践发展逐年调整，故主要使用自编讲义，并参考本领域的主流著述（如 Peter Muchlinski, Federico Ortino and Christoph Schreuer, The Oxford Handbook of International Investment Law, Oxford University Press, 2012; Rudolf Dolzer, Ursula Kriebaum and Christoph Schreuer, Principles of International Investment Law, Oxford University, third edition, 2022）。参考资料（Other References）龚柏华、伍穗龙：《涉华投资者—东道国仲裁案述评》，上海人民出版社 2020 年版等。 *课程类别（Course Category） 公共基础课/全校公共必修课 通识教育课 专业基础课 专业核心课/专业必修课  专业拓展课/专业选修课 其他 *授课对象（Target Students）法学专业 *授课模式（Mode of Instruction） 线上，教学平台  线下  混合式 其他 实践类（70%以上学时深入基层） *开课院系（School）法学院 *授课语言（Language of Instruction） 中文全外语语种  双语：中文+ 英语语种（外语讲授不低于 50%） *授课教师信息（Teacher Information）课程负责人姓名及简介李晓玲中国社会科学院大学法学院教授，法学博士。团队成员姓名及简介无其他成员学习目标（ Learning Outcomes） 1、掌握国际投资仲裁作为一项争议解决机制的基本运作；掌握国际投资仲裁的基本程序性问题，以及核心实体性问题。 2、引导学生融会贯通国际法各个分支的所学知识，锻炼学生理论应用于实际案例，独立分析和解解决实际问题的能力。 3、提高英文读、说、写能力，以及法律英语水平，培养学生成为能进行实务和研究工作的高素质涉外法律人才。 *考核方式（Grading）开卷考试，其中平时成绩占总评成绩 30%。 *课程教学计划（Teaching Plan）填写规范化要求见附件周次周学时其中教学内容摘要（必含章节名称、讲述的内容提要、实验的名称、教学方法、课堂讨论的题目、阅读文献参考书目及作业等）讲授实验课习题课课程讨论其他环节

Section1IntroductiontoInvestor-stateInvestmentArbitratiorMain contents: 1. basic types of international investment disputes; 2causes of action in investment arbitration; 3. an overview of cases第一周involvingthe Chinagovernment or Chinese investors as apartyReading materials: 1. The 1965 Convention on the Settlement ofInvestment Disputes between Statesand Nationalsof Other States; 2.DecisiononJurisdictioninSaliniyMoroccoSection2Jurisdictional IssuesMain contents:1. consent to arbitration; 2. jurisdiction ratione第二周materiae,3.jurisdiction rationepersonaeReading materials: Decisions/awards rendered in MHS v. Malaysia andSaipem . BengladeshSection2Jurisdictional IssuesMain contents:4. jurisdiction ratione temporisDiscussions: the definitions of investment; the “fork in the road" clause第三周Reading materials:Decisions/awards rendered in Zhongshan FuchengIndustrial ImvestmentCo.Lidy.Nigeria and BeijingEverywayTrafficyGhanaSection3 Standard of ProtectionMain contents: 1. national treatment; 2. Most-favored-nation treatment;第四周3.fairand equitabletreatmentReading materials: Decisions/awards rendered in Tecmed v.Mexico andMondevy.US.Section3StandardofProtectionMain contents:4.arbitraryordiscriminatorymeasuresDiscussions: Decisions/awards rendered in Tecmed . Mexico and第五周2Mondev.USReading materials: Decisions/awards rendered in Bernhard von Pezoldand Others .Zimbabwe and Maiman and others vEgypt.Section3 Standard of ProtectionMain contents: 5.full protection and security第六周Discussions: Decisions/awards rendered in Bernhard von Pezold andOthersZimbabweandMaimanandothersy.EgyptSection4 ExpropriationMain contents: 1. the object of an expropriation; 2. expropriation as an第七周act of government; 3. Indirect expropriationReading materials:Decisions/awards rendered in Metalclad Mexicoand S. D. Myers, Inc. v. Canada.Section4 ExpropriationMaincontents:4.Thelegalityof an expropriation第八周Discussions:Decisions/awards rendered in Metalclad y.Mexico and S.D. Myers, Inc. v.Canada.Section5Armed Conflictsand CompensationMain contents: 1.war clauses in international investment treaties(IIAs);2.extendedwarclausesinIlAs:3.necessityinArticle25oftheArticles第九周on Responsibility of States for Internationally Wrongful Acts(ARSIWA)Readingmaterials:awards rendered in CengizLibya and StrabagySyriaSection5Armed Conflicts andCompensation第十周Discussions: awards rendered in Cengiz w.Libya and Strabag v. Syria

第一周 2 2 Section 1 Introduction to Investor-state Investment Arbitration Main contents: 1. basic types of international investment disputes; 2. causes of action in investment arbitration; 3. an overview of cases involving the China government or Chinese investors as a party. Reading materials: 1. The 1965 Convention on the Settlement of Investment Disputes between States and Nationals of Other States; 2. Decision on Jurisdiction in Salini v. Morocco. 第二周 2 2 Section 2 Jurisdictional Issues Main contents: 1. consent to arbitration; 2. jurisdiction ratione materiae; 3. jurisdiction ratione personae. Reading materials: Decisions/awards rendered in MHS v. Malaysia and Saipem v. Bengladesh 第三周 2 1 1 Section 2 Jurisdictional Issues Main contents: 4. jurisdiction ratione temporis Discussions: the definitions of investment; the “fork in the road” clause Reading materials: Decisions/awards rendered in Zhongshan Fucheng Industrial Investment Co. Ltd v. Nigeria and Beijing Everyway Traf ic v. Ghana. 第四周 2 2 Section 3 Standard of Protection Main contents: 1. national treatment; 2. Most-favored-nation treatment; 3. fair and equitable treatment Reading materials: Decisions/awards rendered in Tecmed v. Mexico and Mondev v. US. 第五周 2 2 Section 3 Standard of Protection Main contents: 4. arbitrary or discriminatory measures Discussions: Decisions/awards rendered in Tecmed v. Mexico and Mondev v. US. Reading materials: Decisions/awards rendered in Bernhard von Pezold and Others v. Zimbabwe and Maiman and others v. Egypt. 第六周 2 1 1 Section 3 Standard of Protection Main contents: 5. full protection and security Discussions: Decisions/awards rendered in Bernhard von Pezold and Others v. Zimbabwe and Maiman and others v. Egypt. 第七周 2 2 Section 4 Expropriation Main contents: 1. the object of an expropriation; 2. expropriation as an act of government; 3. Indirect expropriation. Reading materials: Decisions/awards rendered in Metalclad v. Mexico and S. D. Myers, Inc. v. Canada. 第八周 2 1 1 Section 4 Expropriation Main contents: 4. The legality of an expropriation. Discussions: Decisions/awards rendered in Metalclad v. Mexico and S. D. Myers, Inc. v. Canada. 第九周 2 2 Section 5 Armed Conflicts and Compensation Main contents: 1. war clauses in international investment treaties(IIAs); 2. extended war clauses in IIAs; 3. necessity in Article 25 of the Articles on Responsibility of States for Internationally Wrongful Acts (ARSIWA) Reading materials: awards rendered in Cengiz v. Libya and Strabag v. Syria 第十周 2 1 1 Section 5 Armed Conflicts and Compensation Discussions: awards rendered in Cengiz v. Libya and Strabag v. Syria